compliance_fetch_finra_broker
Verify a financial broker's FINRA registration status, licenses, and disclosure history by providing their CRD number.
Instructions
Use this to verify a financial broker or advisor is registered with FINRA. Provide their name or CRD number. Returns registration status, licences held, and disclosure history.
Input Schema
| Name | Required | Description | Default |
|---|---|---|---|
| crd_number | Yes |
Output Schema
| Name | Required | Description | Default |
|---|---|---|---|
No arguments | |||