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FINRA Broker & Advisor Check

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    • A
      license
      Not graded
      quality
      B
      maintenance
      Lets users look up stockbrokers, investment-adviser reps, and brokerage firms' regulatory records via FINRA BrokerCheck, including search by name and detailed disclosure events.
      247 npm
      MIT
    • A
      license
      Not graded
      quality
      B
      maintenance
      Enables searching SEC-registered investment adviser and broker-dealer firms and individual representatives via the IAPD/Form ADV public directory, and retrieving detailed firm profiles and disclosure information by CRD number.
      438 npm
      MIT
    • A
      license
      Not graded
      quality
      C
      maintenance
      Provides access to the UK FCA Financial Services Register, enabling firm and individual searches, firm details by FRN, appointed representatives lookups, and individual records by IRN.
      52 npm
      MIT
    • A
      license
      Not graded
      quality
      B
      maintenance
      Enables wealth-management advisors to retrieve quote snapshots, list recent SEC filings, generate cited briefings, and ask filing-grounded follow-up questions, with verified citations and advice-language safeguards.
      MIT
    • A
      license
      Not graded
      quality
      C
      maintenance
      Enables to search and retrieve SEC EDGAR filings, insider transactions, major shareholders, and executive compensation data through natural language.
      14 npm
      MIT