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tylerscomic-lab

FINRA Broker & Advisor Check

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Alternatives to FINRA Broker & Advisor Check

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    • A
      license
      Not graded
      quality
      B
      maintenance
      Lets users look up stockbrokers, investment-adviser reps, and brokerage firms' regulatory records via FINRA BrokerCheck, including search by name and detailed disclosure events.
      20 npm
      MIT
    • A
      license
      Not graded
      quality
      B
      maintenance
      Enables searching SEC-registered investment adviser and broker-dealer firms and individual representatives via the IAPD/Form ADV public directory, and retrieving detailed firm profiles and disclosure information by CRD number.
      11 npm
      MIT
    • A
      license
      Not graded
      quality
      B
      maintenance
      Provides access to the UK FCA Financial Services Register, enabling firm and individual searches, firm details by FRN, appointed representatives lookups, and individual records by IRN.
      412 npm
      MIT
    • A
      license
      Not graded
      quality
      B
      maintenance
      Enables wealth-management advisors to retrieve quote snapshots, list recent SEC filings, generate cited briefings, and ask filing-grounded follow-up questions, with verified citations and advice-language safeguards.
      MIT
    • F
      license
      Not graded
      quality
      D
      maintenance
      Enables screening companies or people against OFAC, UN, EU and UK sanctions lists, looking up SEC EDGAR records, checking domain age and email records, and compiling due-diligence reports with source links and a clear, review, or hold verdict.
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