A
licenseNot graded
qualityB
maintenanceLets users look up stockbrokers, investment-adviser reps, and brokerage firms' regulatory records via FINRA BrokerCheck, including search by name and detailed disclosure events.
247 npm
MIT
FINRA Broker & Advisor Check
Server Details
Vet US financial advisors and firms from live FINRA BrokerCheck records with ranked red flags.
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- Status
- Unhealthy
- OAuth
- Works in Glama
- Last Tested
- Transport
- Streamable HTTP
- URL
- Repository
- tylerscomic-lab/broker-advisor-check-mcp
- GitHub Stars
- 0
- Server Listing
- FINRA Broker & Advisor Check
Related MCP Connectors
Search and vet SEC-registered financial advisors: profiles, disclosures, firm fees, credentials.
FINRA BrokerCheck MCP — individual broker / adviser and firm disciplinary lookup
Screen people & companies against 12 US sanctions & exclusion lists (OFAC, LEIE, SAM, Medicaid).
Regulated-firm intelligence for FCA and SEC search, enrichment, relationships and saved workflows.
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