Skip to main content
Glama

Server Details

FINRA BrokerCheck MCP — individual broker / adviser and firm disciplinary lookup

Glama couldn't complete the latest health check. If this server requires authentication, missing or expired test credentials may be the cause. A test profile lets Glama authenticate for health checks and discover tools; it is separate from your personal connections.

If you are the author, claim ownership, then add or update a test profile under Admin → Test Profile.

Status
Unhealthy
Uptime
0.1% over 24 days
Last Tested
Transport
Streamable HTTP
URL
Repository
pipeworx-io/mcp-brokercheck
GitHub Stars
0
Server Listing
brokercheck

TDQS

A3.9/5.0

Scored across 39 tools

Disambiguation4/5

Most tools have clearly distinct purposes, but `ask_pipeworx` and `ask_pipeworx_beta` are nearly identical (explicitly stated as the same router with experimental routing), and `discover_tools` and `suggest_questions` overlap in intent. The rest of the tools (Polymarket, memory, subscriptions) are well-differentiated.

Naming Consistency2/5

Naming conventions are mixed: some tools use snake_case (`ask_pipeworx`, `company_facts`), some camelCase (`ai_visibility_check`, `deep_research`), and verbs vary widely (`ask`, `search`, `scan`, `compare`, `resolve`, `remember`). The `polymarket_*` group is consistent internally, but overall there is no predictable pattern, making it hard to guess tool names.

Tool Count2/5

With 39 tools, this is a heavy surface. The server name 'Brokercheck' suggests a focused financial tool, but it actually provides a broad data aggregation service (news, weather, sports, memory, subscriptions). Many tools are tangential to the implied purpose, and the count exceeds the reasonable range for the apparent scope.

Completeness3/5

The broker-specific functionality is minimal but covers search and detail for individuals and firms, which is the core need. However, the server's broader data surface lacks obvious lifecycle operations (e.g., no export or bulk reporting), and there is no tool to compare brokers side-by-side or track changes over time. The coverage is adequate for read-only inquiries but has notable gaps.

Tool Schema Changelog

Recent tool additions, removals, and schema changes observed during successful MCP inspections.

  1. 39 tool updates
    • First observedai_visibility_check
    • First observedask_pipeworx
    • First observedask_pipeworx_beta
    • First observedask_pipeworx_grounded
    • First observedbet_research
    • First observedbrokercheck_individual_detail
    • First observedbrokercheck_search_firm
    • First observedbrokercheck_search_individual
    • First observedcompany_facts
    • First observedcompare_entities
    • First observeddeep_research
    • First observeddiscover_tools
    • First observedentity_profile
    • First observedforget
    • First observedgenerate_llms_txt
    • First observedkalshi_weather_edge
    • First observedlist_subscriptions
    • First observedpipeworx_feedback
    • First observedpipeworx_trending
    • First observedpolymarket_arbitrage
    • First observedpolymarket_edge_tracker
    • First observedpolymarket_edges
    • First observedpolymarket_fill_risk
    • First observedpolymarket_kalshi_spread
    • First observedrecall
    • First observedrecent_alerts
    • First observedrecent_changes
    • First observedrelease_calendar_markets
    • First observedremember
    • First observedresolution_audit
    • First observedresolution_diff
    • First observedresolve_entity
    • First observedscan_competitor_ai_presence
    • First observedscan_dependency
    • First observedsearch_within
    • First observedsubscribe
    • First observedsuggest_questions
    • First observedunsubscribe
    • First observedvalidate_claim

Related MCP Connectors

Related MCP Servers

  • A
    license
    Not graded
    quality
    C
    maintenance
    Enables users to search and vet US financial advisors, brokers, and firms using live FINRA BrokerCheck public records, returning registration status, disclosures, employment history, ranked plain-English red flags, and suggested questions to ask. Supports name-based searches and full profiles by CRD number for both individuals and firms.
    MIT
  • A
    license
    Not graded
    quality
    B
    maintenance
    Enables searching SEC-registered investment adviser and broker-dealer firms and individual representatives via the IAPD/Form ADV public directory, and retrieving detailed firm profiles and disclosure information by CRD number.
    438 npm
    MIT
  • A
    license
    A
    quality
    B
    maintenance
    Stock screening, company financials, ETF search, and personal portfolio analysis over a remote OAuth-protected MCP server https://mcp.bull-run.org/mcp
    14
    MIT
  • A
    license
    A
    quality
    B
    maintenance
    An MCP server that gives AI assistants access to SEC-registered financial advisor data, enabling searches by name, firm, or state, full profile lookups, disclosure history checks, and risk assessments.
    6
    61 PyPI
    1
    MIT
Try in Browser

Glama MCP Gateway

Add one secure layer between your agents and this server.