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SEC EDGAR MCP 서버 — 내부자 신호, 13F 보유 현황 및 공시 인텔리전스

AI 에이전트를 위한 SEC EDGAR 인텔리전스. 내부자 Form 4 거래 신호, SC 13D 행동주의 위험 플래그, 10-K/8-K 공시 속도, 8-K 중요 이벤트 심각도(RED/YELLOW/GREEN), 다중 기업 공시 비교 등 중요한 질문에 답하는 5가지 도구를 제공하며, 모든 데이터는 SEC EDGAR에서 직접 가져온 구조화된 JSON 형식으로 반환됩니다. API 키가 필요하지 않습니다.


이 서버의 존재 이유

기존 SEC 데이터 도구들은 에이전트에게 페이지 단위의 공시 목록과 원시 XML만 제공합니다. 에이전트는 분석 대신 관료적인 데이터 추출에 컨텍스트 윈도우를 낭비하며 직접 파싱, 분류 및 신호를 도출해야 했습니다.

Toolstem SEC MCP 서버는 SEC EDGAR의 공개 제출 API에서 5가지 고가치 신호를 미리 계산하여 에이전트가 즉시 사용할 수 있는 구조화된 JSON으로 반환합니다. 타사 데이터 제공업체나 API 키, 심볼당 수수료가 필요 없으며, SEC EDGAR의 권위 있는 소스를 차단 목록에 오르지 않도록 속도 제한을 준수하며 제공합니다.


Related MCP server: northbridge-diligence

5가지 도구

1. get_company_filings_summary

기업의 공시 활동 개요: 최근 20개 공시 + 계산된 신호.

신호

설명

filing_velocity

최근 365일 평균 대비 ACCELERATING(가속) / NORMAL(정상) / SLOWING(둔화)

material_event_count_90d

최근 90일간의 8-K 공시 횟수

disclosure_volume_trend

10-K 크기 비교에 따른 RISING(상승) / STABLE(안정) / FALLING(하락)

latest_form_types

최근 90일간 제출된 고유 양식 유형

출력 예시 (요약):

{
  "ticker": "AAPL",
  "cik": "0000320193",
  "company_name": "Apple Inc.",
  "signals": {
    "filing_velocity": "NORMAL",
    "material_event_count_90d": 4,
    "disclosure_volume_trend": "RISING",
    "latest_form_types": ["8-K", "4", "DEF 14A"]
  },
  "meta": { "source": "sec_edgar_direct", "data_delay": "live" }
}

2. get_insider_signal

조회 기간 내 Form 3/4/4A 내부자 공시 활동을 조사합니다.

반환값: recent_insider_filings (Form 3/4/4A에 대한 액세션 번호 + SEC URL), lookback_days 및 카운트.

v0.1 참고: 조회 기간 내에 최소 하나의 Form 3/4/4A 공시가 존재할 경우, insider_signal은 null입니다 ("방향성 알 수 없음 — Form 4 XML 파싱은 v0.2에서 제공"). 조회 기간 내 내부자 공시가 없을 경우, insider_signal은 "NEUTRAL" ("활동 없음 확인")입니다. v0.1에서 buy_count와 sell_count는 0입니다.

출력 예시 (요약):

{
  "ticker": "MSFT",
  "cik": "0000789019",
  "company_name": "MICROSOFT CORP",
  "lookback_days": 90,
  "insider_signal": null,
  "net_transaction_count": 0,
  "buy_count": 0,
  "sell_count": 0,
  "recent_insider_filings": [
    {
      "accession_number": "0001127602-26-001234",
      "filing_date": "2026-04-15",
      "sec_url": "https://www.sec.gov/Archives/edgar/data/789019/000112760226001234/0001127602-26-001234-index.htm"
    }
  ],
  "meta": { "source": "sec_edgar_direct", "data_delay": "live" }
}

3. get_institutional_signal

SC 13D / 13D/A 공시를 통해 행동주의 투자자 활동을 조사합니다.

필드

설명

activist_risk_flag

최근 365일 이내에 SC 13D 또는 13D/A가 제출된 경우 true

recent_13d_filings

양식 유형, 날짜 및 SEC URL이 포함된 13D 공시 목록

v0.1 참고: institutional_signal 및 recent_13f_count는 null/0입니다. 분기별 13F XBRL/XML 파싱(ACCUMULATING / HOLDING / DISTRIBUTING)은 v0.2에서 제공됩니다.

출력 예시 (요약):

{
  "ticker": "NVDA",
  "cik": "0001045810",
  "company_name": "NVIDIA CORP",
  "quarters_back": 4,
  "institutional_signal": null,
  "recent_13f_count": 0,
  "activist_risk_flag": false,
  "recent_13d_filings": [],
  "meta": { "source": "sec_edgar_direct", "data_delay": "live" }
}

4. get_material_events_digest ⚡ 프리미엄 ($0.50)

조회 기간 내 모든 8-K 및 8-K/A 공시를 심각도 순으로 요약합니다. 각 항목 코드를 일반 영어 라벨 및 심각도 등급으로 매핑합니다.

심각도

예시

🔴 RED

사이버 보안 사고(1.05), 재작성(4.02), 파산(1.03), 상장 폐지(3.01)

🟡 YELLOW

인수(2.01), 신규 부채(2.03), 임원 퇴임(5.02)

🟢 GREEN

실적 발표(2.02), Reg FD(7.01), 주주 투표(5.07)

반환값: events[] (최신순 정렬), redflag_count, category_counts.

출력 예시 (요약):

{
  "ticker": "TSLA",
  "cik": "0001318605",
  "company_name": "Tesla, Inc.",
  "lookback_days": 180,
  "redflag_count": 1,
  "category_counts": { "RED": 1, "YELLOW": 3, "GREEN": 7 },
  "events": [
    {
      "accession_number": "0001628280-26-005678",
      "filing_date": "2026-04-10",
      "form": "8-K",
      "items": [
        { "code": "4.02", "label": "Non-Reliance on Previously Issued Financial Statements", "category": "financial", "severity": "RED" }
      ],
      "sec_url": "https://www.sec.gov/Archives/edgar/data/1318605/000162828026005678/0001628280-26-005678-index.htm"
    }
  ],
  "meta": { "source": "sec_edgar_direct", "data_delay": "live" }
}

5. compare_disclosure_signals

모든 주요 공시 신호에 대해 2~5개 기업을 나란히 비교합니다. 모든 조회는 병렬로 실행됩니다.

기업별 반환값: filing_velocity, material_event_count_90d, redflag_count_365d, activist_risk_flag, last_filing_date.

승자 반환 (티커가 아닌 CIK 기준 — companies[] 배열과 교차 참조): quietest_disclosure, most_active, most_redflags, activist_targets.

출력 예시 (요약):

{
  "companies": [
    {
      "ticker": "AAPL",
      "cik": "0000320193",
      "filing_velocity": "NORMAL",
      "material_event_count_90d": 4,
      "redflag_count_365d": 0,
      "activist_risk_flag": false,
      "last_filing_date": "2026-04-25"
    },
    {
      "ticker": "MSFT",
      "cik": "0000789019",
      "filing_velocity": "ACCELERATING",
      "material_event_count_90d": 7,
      "redflag_count_365d": 0,
      "activist_risk_flag": false,
      "last_filing_date": "2026-04-26"
    }
  ],
  "winners": {
    "quietest_disclosure": "0000320193",
    "most_active": "0000789019",
    "most_redflags": null,
    "activist_targets": []
  },
  "meta": { "source": "sec_edgar_direct", "data_delay": "live" }
}

가격 정책

모든 호출은 Apify의 이벤트당 과금(PPE) 시스템을 통해 결과당 청구됩니다. 가격은 도구가 결과를 반환하는 시점에 청구됩니다.

도구

등급

호출당 가격

get_company_filings_summary

저가

$0.005

get_insider_signal

표준

$0.05

get_institutional_signal

표준

$0.05

get_material_events_digest

프리미엄

$0.50

compare_disclosure_signals

프리미엄

$0.50

기본 데모 프로브(tool 입력 없이 Actor 실행)는 무료입니다. 캐시된 결과를 제공하며 PPE 요금이 부과되지 않습니다. 이를 통해 디렉토리 상태 확인 프로브 및 최초 평가를 비용 부담 없이 수행할 수 있습니다. Apify는 모든 PPE 수익의 20%를 수수료로 가져가며, 위 가격은 총액 기준입니다.


설치

npm (MCP stdio 전송)

npm install -g toolstem-sec-mcp-server

MCP 클라이언트 설정(Claude Desktop, Cursor 등)에 추가:

{
  "mcpServers": {
    "toolstem-sec": {
      "command": "toolstem-sec-mcp-server"
    }
  }
}

API 키가 필요하지 않습니다.

Apify 호스팅

Actor를 직접 실행하거나 MCP 게이트웨이를 통해 연결:

https://mcp.apify.com/?tools=toolstem/toolstem-sec-mcp-server

Actor 입력 예시:

{
  "tool": "get_material_events_digest",
  "ticker_or_cik": "TSLA",
  "lookback_days": 365
}

HTTP 서버 (자체 호스팅)

npm install -g toolstem-sec-mcp-server
toolstem-sec-mcp-server --http
# Listens on http://0.0.0.0:3000/mcp

SEC EDGAR 공정 접근 정책

모든 아웃바운드 트래픽은 공유 슬라이딩 윈도우 속도 제한기(SEC의 10 rps 하드 캡보다 낮은 8 rps 목표, 4 rps 안전 마진)를 통과합니다. 모든 요청에는 SEC 정책에 따라 패키지와 연락처 이메일을 식별하는 User-Agent 헤더가 포함됩니다. 연락처 이메일 재정의:

SEC_USER_AGENT_CONTACT=you@yourorg.com toolstem-sec-mcp-server

SEC의 공정 접근 정책을 위반하면 IP가 차단될 수 있습니다. 이 서버는 자동으로 규정을 준수하도록 설계되었습니다.


v0.2 로드맵

  • Form 4 XML 파싱 — 순 주식 수를 포함한 방향성 내부자 신호 (STRONG_BUYING / BUYING / NEUTRAL / SELLING / STRONG_SELLING)

  • 13F XBRL 파싱 — 기관 수와 함께 분기별 기관 흐름 신호 (ACCUMULATING / HOLDING / DISTRIBUTING)

  • 8-K 텍스트 추출 — 공시의 기본 HTML 문서에서 각 중요 이벤트에 대한 자연어 요약


라이선스 및 저자

MIT 라이선스 — LICENSE 참조.

Toolstem 제작. 데이터는 SEC EDGAR에서 직접 제공받음.

Available Tools

5 tools
compare_disclosure_signalsCompare Disclosure SignalsA

Side-by-side comparison of 2-5 companies across key SEC disclosure signals: filing velocity, material event count (90d), red-flag count (365d), activist risk flag, and most recent filing date. Returns derived "winners" for each dimension — quietest disclosure, most active filer, most red flags, and companies with active activist investors. All lookups run in parallel. Use for competitive intelligence or risk triage across a watchlist.

ParametersJSON Schema
NameRequiredDescriptionDefault
tickers_or_ciksYes2-5 ticker symbols or CIKs to compare (e.g. ["AAPL", "MSFT", "GOOGL"]).

Output Schema

ParametersJSON Schema
NameRequiredDescription
companiesYes
winnersYes
metaYes

TDQS

A4.3/5.0
Behavior3/5

Does the description disclose side effects, auth requirements, rate limits, or destructive behavior?

No annotations are provided, so the description carries full burden. It discloses parallel lookups, which is a useful behavioral trait. However, it does not mention data freshness, authentication needs, rate limits, or potential side effects. Given the mutation-like nature of comparison tools, more transparency could be warranted.

Agents need to know what a tool does to the world before calling it. Descriptions should go beyond structured annotations to explain consequences.

Conciseness5/5

Is the description appropriately sized, front-loaded, and free of redundancy?

The description is two sentences (about 60 words) with no wasted words. It front-loads the core purpose, then adds behavioral detail and use cases. Every sentence earns its place.

Shorter descriptions cost fewer tokens and are easier for agents to parse. Every sentence should earn its place.

Completeness5/5

Given the tool's complexity, does the description cover enough for an agent to succeed on first attempt?

The tool is moderately complex (multi-company, multiple signals), and the description covers input, signals, derived outputs, parallel execution, and use cases. Given an output schema exists, the description does not need to explain return values but still provides sufficient context for correct invocation.

Complex tools with many parameters or behaviors need more documentation. Simple tools need less. This dimension scales expectations accordingly.

Parameters4/5

Does the description clarify parameter syntax, constraints, interactions, or defaults beyond what the schema provides?

The input schema has one parameter with 100% description coverage. The description adds value by clarifying the parameter as 'ticker symbols or CIKs' and reinforcing the 2-5 range. It also explains how the parameter is used to generate derived winners, enriching the schema.

Input schemas describe structure but not intent. Descriptions should explain non-obvious parameter relationships and valid value ranges.

Purpose5/5

Does the description clearly state what the tool does and how it differs from similar tools?

The description clearly states the tool compares 2-5 companies across specific SEC disclosure signals, listing each signal and noting it returns derived 'winners.' This specific verb+resource combination distinguishes it from single-company sibling tools like get_company_filings_summary.

Agents choose between tools based on descriptions. A clear purpose with a specific verb and resource helps agents select the right tool.

Usage Guidelines4/5

Does the description explain when to use this tool, when not to, or what alternatives exist?

The description suggests use cases ('competitive intelligence or risk triage across a watchlist') and specifies the input range (2-5 tickers). It implicitly differentiates from siblings, but lacks explicit exclusions or when-not-to-use guidance.

Agents often have multiple tools that could apply. Explicit usage guidance like "use X instead of Y when Z" prevents misuse.

get_company_filings_summaryCompany Filings SummaryA

Retrieve a structured overview of a company's SEC filing activity. Returns the most recent 20 filings and pre-computed signals: filing velocity (ACCELERATING / NORMAL / SLOWING vs. trailing 365-day average), material event count in the last 90 days, 10-K disclosure volume trend (RISING / STABLE / FALLING), and the unique form types filed in the last 90 days. Use this as a first-pass signal before digging into insider or material-event detail.

ParametersJSON Schema
NameRequiredDescriptionDefault
ticker_or_cikYesTicker symbol (e.g. "AAPL") or numeric CIK (e.g. "320193" or "0000320193").

Output Schema

ParametersJSON Schema
NameRequiredDescription
tickerYes
cikYes
company_nameYes
recent_filingsYes
signalsYes
metaYes

TDQS

A4.3/5.0
Behavior4/5

Does the description disclose side effects, auth requirements, rate limits, or destructive behavior?

Despite no annotations, the description fully explains the tool's read-only behavior and output. It details the returned signals and their nature, making the agent aware of what to expect. No side effects are implied.

Agents need to know what a tool does to the world before calling it. Descriptions should go beyond structured annotations to explain consequences.

Conciseness5/5

Is the description appropriately sized, front-loaded, and free of redundancy?

The description is a single, well-structured paragraph that front-loads the main action and lists outputs efficiently. Every sentence adds value without redundancy.

Shorter descriptions cost fewer tokens and are easier for agents to parse. Every sentence should earn its place.

Completeness5/5

Given the tool's complexity, does the description cover enough for an agent to succeed on first attempt?

Given the simple single-parameter input and existing output schema, the description covers all necessary context: what it returns, key signals, and its role as a first-pass tool. It is complete for an agent to decide usage.

Complex tools with many parameters or behaviors need more documentation. Simple tools need less. This dimension scales expectations accordingly.

Parameters3/5

Does the description clarify parameter syntax, constraints, interactions, or defaults beyond what the schema provides?

Schema coverage is 100%, so the baseline is 3. The description does not add further parameter guidance beyond the schema's description. It is adequate but not enhanced.

Input schemas describe structure but not intent. Descriptions should explain non-obvious parameter relationships and valid value ranges.

Purpose5/5

Does the description clearly state what the tool does and how it differs from similar tools?

The description clearly states the tool retrieves a structured overview of SEC filing activity, listing specific outputs (recent 20 filings, velocity, material event count, etc.). It distinguishes itself from siblings by positioning as a first-pass signal before insider or material event detail.

Agents choose between tools based on descriptions. A clear purpose with a specific verb and resource helps agents select the right tool.

Usage Guidelines4/5

Does the description explain when to use this tool, when not to, or what alternatives exist?

The description explicitly advises using this as a first-pass signal before deeper tools, providing clear context. It does not explicitly list when not to use, but the guidance is strong enough.

Agents often have multiple tools that could apply. Explicit usage guidance like "use X instead of Y when Z" prevents misuse.

get_insider_signalInsider SignalA

Probe insider filing activity (Form 3, 4, 4/A) for a company over a configurable lookback window. Answers: "Are insiders filing recently?" Returns recent Form 4 filing references and counts. NOTE: Direction-aware buy/sell signals (insider_signal, buy_count, sell_count) are null/0 in v0.1 — Form 4 XML parsing ships in v0.2.

ParametersJSON Schema
NameRequiredDescriptionDefault
ticker_or_cikYesTicker symbol (e.g. "MSFT") or numeric CIK.
lookback_daysNoNumber of calendar days to look back (default 90, max 730).

Output Schema

ParametersJSON Schema
NameRequiredDescription
tickerYes
cikYes
company_nameYes
lookback_daysYes
insider_signalYes
net_transaction_countYes
buy_countYes
sell_countYes
recent_insider_filingsYes
metaYes

TDQS

A4.3/5.0
Behavior4/5

Does the description disclose side effects, auth requirements, rate limits, or destructive behavior?

With no annotations, the description carries full burden. It discloses that directional signals are null/0 in v0.1 and mentions returns (references and counts). It lacks details like auth or rate limits, but for a read-only probe this is adequate.

Agents need to know what a tool does to the world before calling it. Descriptions should go beyond structured annotations to explain consequences.

Conciseness5/5

Is the description appropriately sized, front-loaded, and free of redundancy?

The description is concise: two sentences plus a note. It is front-loaded with purpose, then returns, then limitation. Every sentence adds value.

Shorter descriptions cost fewer tokens and are easier for agents to parse. Every sentence should earn its place.

Completeness5/5

Given the tool's complexity, does the description cover enough for an agent to succeed on first attempt?

Given the tool's simplicity (2 params, output schema present), the description covers purpose, returns, and a key limitation. No gaps remain for typical usage.

Complex tools with many parameters or behaviors need more documentation. Simple tools need less. This dimension scales expectations accordingly.

Parameters3/5

Does the description clarify parameter syntax, constraints, interactions, or defaults beyond what the schema provides?

Schema coverage is 100%, so the schema already explains parameters well. The description mentions configurable lookback but adds no new semantic meaning beyond the schema's descriptions.

Input schemas describe structure but not intent. Descriptions should explain non-obvious parameter relationships and valid value ranges.

Purpose5/5

Does the description clearly state what the tool does and how it differs from similar tools?

The description specifies the verb 'Probe' and resource 'insider filing activity' with clear forms (3, 4, 4/A) and a configurable lookback window. It answers a direct question and states returns. It differentiates from siblings like get_institutional_signal by focusing on insider filings.

Agents choose between tools based on descriptions. A clear purpose with a specific verb and resource helps agents select the right tool.

Usage Guidelines4/5

Does the description explain when to use this tool, when not to, or what alternatives exist?

The description implies usage for recent insider filing activity but does not explicitly state when not to use or compare with alternatives. The note about v0.2 hints at limitations, but no direct guidance on preferring other tools.

Agents often have multiple tools that could apply. Explicit usage guidance like "use X instead of Y when Z" prevents misuse.

get_institutional_signalInstitutional SignalA

Probe institutional and activist investor signals for a company. Returns a live activist_risk_flag (true if any SC 13D or 13D/A was filed in the last 365 days — an activist investor has disclosed a large stake). Also lists the 13D filings and their SEC URLs. NOTE: Institutional accumulation/distribution signal (institutional_signal) and recent_13f_count are null/0 in v0.1 — quarterly 13F XBRL parsing ships in v0.2.

ParametersJSON Schema
NameRequiredDescriptionDefault
ticker_or_cikYesTicker symbol (e.g. "NVDA") or numeric CIK.
quarters_backNoNumber of calendar quarters to look back (default 4 ≈ 1 year, max 20).

Output Schema

ParametersJSON Schema
NameRequiredDescription
tickerYes
cikYes
company_nameYes
quarters_backYes
institutional_signalYes
recent_13f_countYes
activist_risk_flagYes
recent_13d_filingsYes
metaYes

TDQS

A4/5.0
Behavior4/5

Does the description disclose side effects, auth requirements, rate limits, or destructive behavior?

With no annotations, the description bears the burden. It discloses that institutional_signal and recent_13f_count are null/0 in v0.1, and explains the activist_risk_flag logic. This provides important behavioral context beyond the schema.

Agents need to know what a tool does to the world before calling it. Descriptions should go beyond structured annotations to explain consequences.

Conciseness5/5

Is the description appropriately sized, front-loaded, and free of redundancy?

The description is two concise sentences plus a note, front-loading the main purpose and providing essential details without waste. Every sentence adds value.

Shorter descriptions cost fewer tokens and are easier for agents to parse. Every sentence should earn its place.

Completeness4/5

Given the tool's complexity, does the description cover enough for an agent to succeed on first attempt?

Given the presence of an output schema (not shown), the description adequately covers key outputs and version caveats. It lacks error handling info but is sufficient for a tool of this complexity.

Complex tools with many parameters or behaviors need more documentation. Simple tools need less. This dimension scales expectations accordingly.

Parameters3/5

Does the description clarify parameter syntax, constraints, interactions, or defaults beyond what the schema provides?

Schema description coverage is 100%, so the baseline is 3. The description adds minimal new semantics beyond the schema, merely restating the parameters in context. It does not compensate for low coverage.

Input schemas describe structure but not intent. Descriptions should explain non-obvious parameter relationships and valid value ranges.

Purpose5/5

Does the description clearly state what the tool does and how it differs from similar tools?

The description clearly states it probes institutional and activist investor signals for a company, listing specific outputs like activist_risk_flag and 13D filings. It distinguishes from siblings like get_insider_signal by focusing on institutional actions.

Agents choose between tools based on descriptions. A clear purpose with a specific verb and resource helps agents select the right tool.

Usage Guidelines3/5

Does the description explain when to use this tool, when not to, or what alternatives exist?

The description explains what the tool does but does not provide explicit guidance on when to use it versus sibling tools like compare_disclosure_signals or get_company_filings_summary. Usage context is implied but not directly addressed.

Agents often have multiple tools that could apply. Explicit usage guidance like "use X instead of Y when Z" prevents misuse.

get_material_events_digestMaterial Events DigestA

Retrieve a severity-ranked digest of all 8-K and 8-K/A filings for a company within a configurable lookback window. Each event is tagged with item codes mapped to plain-English labels, categories, and severity (RED / YELLOW / GREEN). Returns redflag_count (events with any RED item) and category_counts for quick categorical analysis. Answers: "Has this company disclosed a cybersecurity incident, restatement, or going-concern risk recently?" Premium-tier tool. See the actor pricing page for current per-call cost.

ParametersJSON Schema
NameRequiredDescriptionDefault
ticker_or_cikYesTicker symbol (e.g. "TSLA") or numeric CIK.
lookback_daysNoNumber of calendar days to include (default 365, max 1825 / 5 years).

Output Schema

ParametersJSON Schema
NameRequiredDescription
tickerYes
cikYes
company_nameYes
lookback_daysYes
eventsYes
category_countsYes
redflag_countYes
metaYes

TDQS

A4.1/5.0
Behavior4/5

Does the description disclose side effects, auth requirements, rate limits, or destructive behavior?

With no annotations provided, the description carries the full burden of disclosing behavior. It explains the output includes severity tags, redflag_count, and category_counts, and mentions that events are tagged with item codes mapped to labels. It does not specify permissions, rate limits, or error cases, but provides sufficient detail about the tool's function and output.

Agents need to know what a tool does to the world before calling it. Descriptions should go beyond structured annotations to explain consequences.

Conciseness4/5

Is the description appropriately sized, front-loaded, and free of redundancy?

The description is well-structured, front-loading the main purpose and then adding details on output format, example question, and pricing. It is not overly verbose; each sentence serves a purpose. Minor room for improvement but overall concise.

Shorter descriptions cost fewer tokens and are easier for agents to parse. Every sentence should earn its place.

Completeness4/5

Given the tool's complexity, does the description cover enough for an agent to succeed on first attempt?

Given the presence of an output schema (though details not provided to us), the description is fairly complete. It covers the tool's purpose, output (redflag_count, category_counts), and an example use case. It does not discuss error handling or limits, but it adequately sets expectations for a digest tool.

Complex tools with many parameters or behaviors need more documentation. Simple tools need less. This dimension scales expectations accordingly.

Parameters3/5

Does the description clarify parameter syntax, constraints, interactions, or defaults beyond what the schema provides?

Schema description coverage is 100%, so the baseline is 3. The description does not add additional meaning to the parameters beyond what the schema already provides (ticker_or_cik and lookback_days). It focuses on the output and use case, not parameter details, so no extra value is given.

Input schemas describe structure but not intent. Descriptions should explain non-obvious parameter relationships and valid value ranges.

Purpose5/5

Does the description clearly state what the tool does and how it differs from similar tools?

The description clearly identifies the tool as retrieving a severity-ranked digest of 8-K and 8-K/A filings, specifying the resource (filings), action (retrieve digest), and output format (tags, severity levels, counts). It also provides a concrete example question, distinguishing it from sibling tools like get_insider_signal or get_company_filings_summary, which focus on different data types.

Agents choose between tools based on descriptions. A clear purpose with a specific verb and resource helps agents select the right tool.

Usage Guidelines4/5

Does the description explain when to use this tool, when not to, or what alternatives exist?

The description implies usage by providing an example question about recent cybersecurity incidents or restatements, and notes it is a premium-tier tool with per-call cost. However, it does not explicitly compare to sibling tools or state when not to use it, leaving room for ambiguity in tool selection.

Agents often have multiple tools that could apply. Explicit usage guidance like "use X instead of Y when Z" prevents misuse.

Tool Schema Changelog

Recent tool additions, removals, and schema changes observed during successful MCP inspections.

  1. 5 tool updatesv0.1.2
    • First observedcompare_disclosure_signals
    • First observedget_company_filings_summary
    • First observedget_insider_signal
    • First observedget_institutional_signal
    • First observedget_material_events_digest

TDQS

A4.3/5.0

Scored across 5 tools

Disambiguation5/5

Each tool targets a distinct aspect of SEC disclosure analysis: cross-company comparison, filing activity overview, insider signals, institutional/activist signals, and material event digest. Descriptions clearly differentiate their purposes with no overlapping functionality.

Naming Consistency5/5

All tool names follow the same snake_case verb_noun pattern (e.g., get_company_filings_summary, get_insider_signal). The prefix 'get_' is used consistently, making the naming predictable and easy to understand.

Tool Count5/5

With 5 tools, the server is well-scoped for its focus on SEC disclosure signals. Each tool provides a necessary, non-redundant function, covering the key aspects of the domain without overwhelming the user.

Completeness4/5

The tool set covers the major areas of SEC disclosure analysis: comparison, filings summary, insider, institutional, and material events. Minor gaps exist (e.g., detailed insider signals and institutional accumulation are noted as upcoming), but the current surface is functional for core use cases.

Maintenance

ActivityInactive
ResponsivenessNo issues

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