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toolstem-sec-mcp-server

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Institutional Signal

get_institutional_signal

Detect activist investor risk by checking for SC 13D filings in the past 365 days. Returns an activist risk flag and links to the filings on SEC EDGAR.

Instructions

Probe institutional and activist investor signals for a company. Returns a live activist_risk_flag (true if any SC 13D or 13D/A was filed in the last 365 days — an activist investor has disclosed a large stake). Also lists the 13D filings and their SEC URLs. NOTE: Institutional accumulation/distribution signal (institutional_signal) and recent_13f_count are null/0 in v0.1 — quarterly 13F XBRL parsing ships in v0.2.

Input Schema

TableJSON Schema
NameRequiredDescriptionDefault
ticker_or_cikYesTicker symbol (e.g. "NVDA") or numeric CIK.
quarters_backNoNumber of calendar quarters to look back (default 4 ≈ 1 year, max 20).

Output Schema

TableJSON Schema
NameRequiredDescriptionDefault
tickerYes
cikYes
company_nameYes
quarters_backYes
institutional_signalYes
recent_13f_countYes
activist_risk_flagYes
recent_13d_filingsYes
metaYes
Behavior4/5

Does the description disclose side effects, auth requirements, rate limits, or destructive behavior?

With no annotations, the description bears the burden. It discloses that institutional_signal and recent_13f_count are null/0 in v0.1, and explains the activist_risk_flag logic. This provides important behavioral context beyond the schema.

Agents need to know what a tool does to the world before calling it. Descriptions should go beyond structured annotations to explain consequences.

Conciseness5/5

Is the description appropriately sized, front-loaded, and free of redundancy?

The description is two concise sentences plus a note, front-loading the main purpose and providing essential details without waste. Every sentence adds value.

Shorter descriptions cost fewer tokens and are easier for agents to parse. Every sentence should earn its place.

Completeness4/5

Given the tool's complexity, does the description cover enough for an agent to succeed on first attempt?

Given the presence of an output schema (not shown), the description adequately covers key outputs and version caveats. It lacks error handling info but is sufficient for a tool of this complexity.

Complex tools with many parameters or behaviors need more documentation. Simple tools need less. This dimension scales expectations accordingly.

Parameters3/5

Does the description clarify parameter syntax, constraints, interactions, or defaults beyond what the schema provides?

Schema description coverage is 100%, so the baseline is 3. The description adds minimal new semantics beyond the schema, merely restating the parameters in context. It does not compensate for low coverage.

Input schemas describe structure but not intent. Descriptions should explain non-obvious parameter relationships and valid value ranges.

Purpose5/5

Does the description clearly state what the tool does and how it differs from similar tools?

The description clearly states it probes institutional and activist investor signals for a company, listing specific outputs like activist_risk_flag and 13D filings. It distinguishes from siblings like get_insider_signal by focusing on institutional actions.

Agents choose between tools based on descriptions. A clear purpose with a specific verb and resource helps agents select the right tool.

Usage Guidelines3/5

Does the description explain when to use this tool, when not to, or what alternatives exist?

The description explains what the tool does but does not provide explicit guidance on when to use it versus sibling tools like compare_disclosure_signals or get_company_filings_summary. Usage context is implied but not directly addressed.

Agents often have multiple tools that could apply. Explicit usage guidance like "use X instead of Y when Z" prevents misuse.

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