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Search SEC Filings

search_sec_filings
Read-only

Search and list SEC filings for specific companies using CIK numbers, filter by form types and date ranges, and retrieve paginated metadata for financial research.

Instructions

Search and list SEC filings with filtering by company (CIK), form type, and date range. Returns paginated results with filing metadata including form type, filing date, company name, and accession number. Use this to find filings before reading their content with get_filing_document or get_filing_exhibits.

Input Schema

TableJSON Schema
NameRequiredDescriptionDefault
ciksNoComma-separated CIK numbers to filter by (e.g., "0000320193,0001018724")
pageNoPage number (1-indexed, default: 1)
dateToNoEnd date filter (YYYY-MM-DD)
dateFromNoStart date filter (YYYY-MM-DD)
pageSizeNoResults per page (default: 25, max: 100)
formTypesNoComma-separated form types (e.g., "10-K,10-Q,8-K,S-1,S-3,424B5")

Output Schema

TableJSON Schema
NameRequiredDescriptionDefault
dataNo

Schema Changelog

Changes observed during successful MCP inspections.

  1. First observedv0.1.0

TDQS

A4.5/5.0
Behavior4/5

Does the description disclose side effects, auth requirements, rate limits, or destructive behavior?

Annotations already declare readOnlyHint=true. The description adds behavioral details beyond annotations: it returns paginated results with metadata (form type, filing date, etc.). It does not disclose potential rate limits or quotas, but for a read-only search tool this is acceptable.

Agents need to know what a tool does to the world before calling it. Descriptions should go beyond structured annotations to explain consequences.

Conciseness5/5

Is the description appropriately sized, front-loaded, and free of redundancy?

Three short, front-loaded sentences: purpose, return format, usage guidance. Every sentence adds value with no redundancy or fluff.

Shorter descriptions cost fewer tokens and are easier for agents to parse. Every sentence should earn its place.

Completeness5/5

Given the tool's complexity, does the description cover enough for an agent to succeed on first attempt?

Given the presence of an output schema (documenting return values), the description sufficiently covers purpose, filtering, pagination, and relationship to sibling tools. No gaps for a straightforward search tool.

Complex tools with many parameters or behaviors need more documentation. Simple tools need less. This dimension scales expectations accordingly.

Parameters3/5

Does the description clarify parameter syntax, constraints, interactions, or defaults beyond what the schema provides?

Schema description coverage is 100%, so the input schema already fully documents each parameter. The description only summarizes filters ('CIK, form type, date range') without adding meaning beyond what's in the schema. Baseline of 3 is appropriate.

Input schemas describe structure but not intent. Descriptions should explain non-obvious parameter relationships and valid value ranges.

Purpose5/5

Does the description clearly state what the tool does and how it differs from similar tools?

The description clearly states the resource ('SEC filings') and actions ('Search and list', 'filtering by company, form type, date range'). It distinguishes from siblings by explicitly guiding usage before get_filing_document or get_filing_exhibits, making its purpose unique among related tools.

Agents choose between tools based on descriptions. A clear purpose with a specific verb and resource helps agents select the right tool.

Usage Guidelines5/5

Does the description explain when to use this tool, when not to, or what alternatives exist?

The description provides explicit when-to-use guidance ('Use this to find filings before reading their content') and names two alternative tools (get_filing_document, get_filing_exhibits). This clearly differentiates when to invoke this tool versus others.

Agents often have multiple tools that could apply. Explicit usage guidance like "use X instead of Y when Z" prevents misuse.

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