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search_nt_late_filings

Search SEC Form 12b-25 filings to identify companies that filed late 10-K or 10-Q reports.

Instructions

Search NT (Notification of Late Filing) records — companies that filed Form 12b-25 for a late 10-K/10-Q.

Input Schema

TableJSON Schema
NameRequiredDescriptionDefault
limitNoPage size, 1–100 (default 25).
cursorNoPagination cursor from a prior page's page.next_cursor.
filer_cikNo
form_typeNo
filer_nameNoILIKE pattern over filer name.
late_for_formNoForm the filing is late for, e.g. "10-K".
filing_date_toNo
filing_date_fromNo
Behavior2/5

Does the description disclose side effects, auth requirements, rate limits, or destructive behavior?

With no annotations, the description carries the full burden of behavioral disclosure, but it only explains the record type. It does not describe pagination, filter options, return format, or other side effects, leaving much to the user's assumptions.

Agents need to know what a tool does to the world before calling it. Descriptions should go beyond structured annotations to explain consequences.

Conciseness5/5

Is the description appropriately sized, front-loaded, and free of redundancy?

The description is a single, focused sentence that front-loads the action and resource. Every word contributes meaning, with no redundancy or filler.

Shorter descriptions cost fewer tokens and are easier for agents to parse. Every sentence should earn its place.

Completeness2/5

Given the tool's complexity, does the description cover enough for an agent to succeed on first attempt?

For a tool with 8 optional parameters and no output schema, the description is too thin. It does not explain filtering capabilities, pagination via cursor, or any other operational context, making it minimally viable for a complex search endpoint.

Complex tools with many parameters or behaviors need more documentation. Simple tools need less. This dimension scales expectations accordingly.

Parameters2/5

Does the description clarify parameter syntax, constraints, interactions, or defaults beyond what the schema provides?

Schema coverage is only 50%, and the description does not compensate by explaining the undocumented parameters (filer_cik, form_type, filing_date_*). The mention of 10-K/10-Q adds an example for late_for_form but little else, as that parameter already has a schema description.

Input schemas describe structure but not intent. Descriptions should explain non-obvious parameter relationships and valid value ranges.

Purpose5/5

Does the description clearly state what the tool does and how it differs from similar tools?

The description uses a specific verb ('Search') and clearly identifies the resource ('NT records'), while explaining the domain (Form 12b-25 for late 10-K/10-Q). This distinguishes it from broader siblings like search_filings and full_text_search.

Agents choose between tools based on descriptions. A clear purpose with a specific verb and resource helps agents select the right tool.

Usage Guidelines4/5

Does the description explain when to use this tool, when not to, or what alternatives exist?

The description implies when to use the tool by focusing on NT late filings, giving clear context. However, it does not explicitly mention alternatives or exclusions, so it stops short of full guidance.

Agents often have multiple tools that could apply. Explicit usage guidance like "use X instead of Y when Z" prevents misuse.

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