[
{
"control_id": "GV.OC-01",
"control_name": "Organizational context",
"regulation": "MIFIR",
"articles": ["1", "2"],
"coverage": "full",
"notes": "Markets in financial instruments context"
},
{
"control_id": "GV.RR-01",
"control_name": "Organizational roles and responsibilities",
"regulation": "MIFIR",
"articles": ["22", "23", "24"],
"coverage": "full",
"notes": "Trading venue and competent authority responsibilities"
},
{
"control_id": "ID.AM-01",
"control_name": "Inventories of assets",
"regulation": "MIFIR",
"articles": ["25", "26", "27"],
"coverage": "full",
"notes": "Transaction reporting and record keeping"
},
{
"control_id": "PR.DS-01",
"control_name": "Data-at-rest is protected",
"regulation": "MIFIR",
"articles": ["25", "26"],
"coverage": "full",
"notes": "Transaction data protection requirements"
},
{
"control_id": "PR.DS-02",
"control_name": "Data-in-transit is protected",
"regulation": "MIFIR",
"articles": ["26"],
"coverage": "full",
"notes": "Secure transaction reporting transmission"
},
{
"control_id": "RS.CO-03",
"control_name": "Information is shared with designated external parties",
"regulation": "MIFIR",
"articles": ["26", "27"],
"coverage": "full",
"notes": "Reporting to competent authorities"
}
]
