[
{
"control_id": "GV.OC-01",
"control_name": "Organizational context",
"regulation": "AIFMD",
"articles": ["1", "2", "3", "4"],
"coverage": "full",
"notes": "Alternative investment fund management context"
},
{
"control_id": "GV.RM-01",
"control_name": "Risk management objectives",
"regulation": "AIFMD",
"articles": ["15", "16"],
"coverage": "full",
"notes": "Risk management requirements for AIFMs"
},
{
"control_id": "GV.RR-01",
"control_name": "Organizational roles and responsibilities",
"regulation": "AIFMD",
"articles": ["18", "19", "20"],
"coverage": "full",
"notes": "AIFM organizational requirements"
},
{
"control_id": "GV.SC-01",
"control_name": "Supply chain risk management program",
"regulation": "AIFMD",
"articles": ["20"],
"coverage": "full",
"notes": "Delegation arrangements and oversight"
},
{
"control_id": "ID.AM-01",
"control_name": "Inventories of assets",
"regulation": "AIFMD",
"articles": ["21"],
"coverage": "full",
"notes": "Depositary asset safekeeping"
},
{
"control_id": "PR.DS-01",
"control_name": "Data-at-rest is protected",
"regulation": "AIFMD",
"articles": ["22", "24"],
"coverage": "partial",
"notes": "Record keeping and reporting data protection"
},
{
"control_id": "RS.CO-03",
"control_name": "Information is shared with designated external parties",
"regulation": "AIFMD",
"articles": ["24", "25"],
"coverage": "full",
"notes": "Reporting to competent authorities"
}
]
