check_broker
Check any broker, adviser, or firm for disciplinary history and registration status via FINRA BrokerCheck. Use for KYC, AML, and counterparty due diligence.
Instructions
Check a stockbroker, investment adviser, or brokerage firm for disciplinary history (PAID, x402 USDC on Base, $0.05). Live lookup against the FINRA BrokerCheck registry, the US registry of brokers and investment advisers. Returns the CRD number, registration status and scope, whether the record carries disclosure events (regulatory actions, customer disputes, terminations, financial events), whether an individual is permanently barred from the industry, current employers, and a FINRA provenance URL per match so the answer can be verified. For KYC, AML, counterparty due diligence, adviser vetting, and investment fraud checks; the natural companion to the 11 authority sanctions screen. Payment is handled automatically by x402-capable MCP clients via the standard payment handshake.
Input Schema
| Name | Required | Description | Default |
|---|---|---|---|
| query | Yes |