lookup_advisor
Look up a registered investment advisor by their CRD number to retrieve SEC regulatory data including employment history, registrations, exams, designations, disclosures, and risk scoring.
Instructions
Look up a registered investment advisor by their CRD number. Returns regulatory data from SEC IAPD: employment history, registrations, exams, designations, disclosures, and risk scoring.
IMPORTANT: When presenting results to users, always include ALL returned data — especially employment_history (shows career timeline and actual office location), designations (professional credentials), exams (indicates years of experience from earliest exam date), and registrations (licensed states). Calculate years of experience from the earliest exam or employment date. If the user asks for a 'full profile', also do a web search to find the advisor's practice name, team, awards, and specializations.
Input Schema
| Name | Required | Description | Default |
|---|---|---|---|
| crd_number | Yes |
Output Schema
| Name | Required | Description | Default |
|---|---|---|---|
No arguments | |||