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audit_management_system

Assess AI management system compliance with ISO/IEC 42001. Get clause-by-clause audit results, gap analysis, and prioritized recommendations for readiness and conformity.

Instructions

Audit an AI management system against ISO/IEC 42001 clauses 4-10.

Evaluates organizational readiness and conformity across all seven management system clauses: Context (4), Leadership (5), Planning (6), Support (7), Operation (8), Performance Evaluation (9), and Improvement (10). Returns per-clause assessment with audit questions, gap analysis, and prioritized recommendations.

Args: organization_description: Description of the organization and its AI management practices, governance structures, and policies. ai_systems_description: Description of AI systems in scope. existing_certifications: Existing ISO or other certifications held (e.g., 'ISO 27001, ISO 9001'). caller: Caller identifier for rate limiting. tier: Pricing tier ('free' or 'pro').

Returns: Clause-by-clause audit results with conformity status and recommendations.

Behavior: This tool is read-only and stateless — it produces analysis output without modifying any external systems, databases, or files. Safe to call repeatedly with identical inputs (idempotent). Free tier: 10/day rate limit. Pro tier: unlimited. No authentication required for basic usage.

When to use: Use this tool when you need to assess, audit, or verify compliance requirements. Ideal for gap analysis, readiness checks, and generating compliance documentation.

When NOT to use: Do not use as a substitute for qualified legal counsel. This tool provides technical compliance guidance, not legal advice. Behavioral Transparency: - Side Effects: This tool is read-only and produces no side effects. It does not modify any external state, databases, or files. All output is computed in-memory and returned directly to the caller. - Authentication: No authentication required for basic usage. Pro/Enterprise tiers require a valid MEOK API key passed via the MEOK_API_KEY environment variable. - Rate Limits: Free tier: 10 calls/day. Pro tier: unlimited. Rate limit headers are included in responses (X-RateLimit-Remaining, X-RateLimit-Reset). - Error Handling: Returns structured error objects with 'error' key on failure. Never raises unhandled exceptions. Invalid inputs return descriptive validation errors. - Idempotency: Fully idempotent — calling with the same inputs always produces the same output. Safe to retry on timeout or transient failure. - Data Privacy: No input data is stored, logged, or transmitted to external services. All processing happens locally within the MCP server process.

Input Schema

TableJSON Schema
NameRequiredDescriptionDefault
organization_descriptionYes
ai_systems_descriptionNo
existing_certificationsNo
callerNoanonymous
tierNofree
api_keyNo
Behavior5/5

Does the description disclose side effects, auth requirements, rate limits, or destructive behavior?

With no annotations provided, the description carries full burden and delivers extensively. It dedicates a 'Behavioral Transparency' section covering side effects (none, read-only), authentication (none for basic, API key for pro/enterprise), rate limits (10/day free, unlimited pro), error handling (structured errors), idempotency (fully idempotent), and data privacy (no storage or transmission). This is comprehensive and beyond typical disclosure.

Agents need to know what a tool does to the world before calling it. Descriptions should go beyond structured annotations to explain consequences.

Conciseness4/5

Is the description appropriately sized, front-loaded, and free of redundancy?

The description is well-structured with clear headers (Args, Returns, Behavior, When to use, etc.), but there is redundancy: the 'Behavior:' section and later 'Behavioral Transparency:' section repeat similar information. It is informative and front-loaded, but slightly longer than necessary.

Shorter descriptions cost fewer tokens and are easier for agents to parse. Every sentence should earn its place.

Completeness4/5

Given the tool's complexity, does the description cover enough for an agent to succeed on first attempt?

Given the tool has 6 parameters, no annotations, and no output schema, the description covers most aspects: purpose, usage, behavior, param semantics, and return format (clause-by-clause results). It lacks explicit detail on the exact structure of the return value but provides enough for an AI agent to understand expectations. Very close to complete.

Complex tools with many parameters or behaviors need more documentation. Simple tools need less. This dimension scales expectations accordingly.

Parameters4/5

Does the description clarify parameter syntax, constraints, interactions, or defaults beyond what the schema provides?

Schema coverage is 0%, so description must add meaning. It describes 5 of 6 parameters in the 'Args' section (missing 'api_key' parameter) with clear explanations (e.g., tier explained as 'free' or 'pro'). The description adds context not in schema. However, missing the api_key parameter and the slight confusion about passing it via environment variable vs parameter prevents a perfect score.

Input schemas describe structure but not intent. Descriptions should explain non-obvious parameter relationships and valid value ranges.

Purpose5/5

Does the description clearly state what the tool does and how it differs from similar tools?

The description starts with a clear verb+resource: 'Audit an AI management system against ISO/IEC 42001 clauses 4-10.' It specifies the scope (clauses 4-10) and what is returned (per-clause assessment, gap analysis, recommendations). This clearly distinguishes it from sibling tools like 'assess_ai_risk' or 'crosswalk_to_eu_ai_act' which have different purposes.

Agents choose between tools based on descriptions. A clear purpose with a specific verb and resource helps agents select the right tool.

Usage Guidelines4/5

Does the description explain when to use this tool, when not to, or what alternatives exist?

The description includes explicit 'When to use' and 'When NOT to use' sections, stating ideal use cases (gap analysis, readiness checks) and an important exclusion (not a substitute for legal counsel). It provides clear context but does not explicitly name or differentiate from sibling tools, which would push it to a 5.

Agents often have multiple tools that could apply. Explicit usage guidance like "use X instead of Y when Z" prevents misuse.

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