M.I.M.I.R - Multi-agent Intelligent Memory & Insight Repository

# SOC2 Compliance **Service Organization Control 2 compliance for service providers.** ## Overview NornicDB provides features to help organizations achieve SOC2 compliance for the Security, Availability, and Confidentiality trust service criteria. ## Trust Service Criteria ### Security (CC6) | Criteria | Requirement | NornicDB Feature | |----------|-------------|------------------| | CC6.1 | Logical access controls | RBAC, JWT authentication | | CC6.2 | Access provisioning | User management API | | CC6.3 | Access removal | User disable/delete | | CC6.6 | Encryption | AES-256-GCM, TLS 1.3 | | CC6.7 | Transmission security | TLS encryption | ### Availability (A1) | Criteria | Requirement | NornicDB Feature | |----------|-------------|------------------| | A1.1 | Capacity management | Metrics, monitoring | | A1.2 | Backup procedures | Backup API | | A1.3 | Recovery procedures | Restore API | ### Confidentiality (C1) | Criteria | Requirement | NornicDB Feature | |----------|-------------|------------------| | C1.1 | Confidential data identification | Field-level encryption | | C1.2 | Confidential data disposal | Secure deletion | ### Processing Integrity (PI1) | Criteria | Requirement | NornicDB Feature | |----------|-------------|------------------| | PI1.1 | Processing accuracy | ACID transactions | | PI1.4 | Error detection | Validation, checksums | ## Logical Access Controls (CC6.1) ### Authentication ```yaml auth: enabled: true jwt: algorithm: HS256 expiry: 24h password: min_length: 12 require_complexity: true mfa: enabled: true # When available ``` ### Authorization ```yaml rbac: enabled: true roles: - name: admin permissions: [read, write, admin] - name: operator permissions: [read, write] - name: viewer permissions: [read] ``` ### Access Reviews ```bash # Generate access review report nornicdb soc2 access-review \ --period monthly \ --output access-review-december.pdf ``` ## System Monitoring (CC7.2) ### Audit Logging ```yaml audit: enabled: true retention_days: 2555 # 7 years events: - authentication - authorization - data_access - configuration - system_events ``` ### Metrics & Alerting ```yaml monitoring: prometheus: enabled: true port: 9090 alerts: failed_logins: threshold: 5 window: 15m error_rate: threshold: 1% window: 5m ``` ### Health Checks ```bash # Health endpoint (minimal info, no sensitive data) curl http://localhost:7474/health # {"status": "healthy"} # Detailed status (requires auth) curl http://localhost:7474/status \ -H "Authorization: Bearer $TOKEN" ``` ## Change Management (CC8.1) ### Configuration Control ```yaml # Version-controlled configuration config: version: "1.2.3" last_modified: "2024-12-01T10:00:00Z" modified_by: "admin" ``` ### Change Logging ```json { "timestamp": "2024-12-01T10:00:00Z", "type": "CONFIG_CHANGE", "user_id": "admin", "setting": "auth.session_timeout", "old_value": "30m", "new_value": "15m", "approved_by": "security-team" } ``` ## Risk Management (CC3.1) ### Security Defaults NornicDB ships with secure defaults: ```yaml # Secure defaults (as of v0.1.4) defaults: address: "127.0.0.1" # Localhost only cors_enabled: false # CORS disabled rate_limiting: true # Rate limiting enabled encryption: false # Enable for production audit_logging: true # Logging enabled ``` ### Rate Limiting ```yaml rate_limiting: enabled: true per_minute: 100 per_hour: 3000 burst: 10 ``` ## Backup & Recovery (A1.2, A1.3) ### Backup Procedures ```bash # Create backup nornicdb backup --output backup-$(date +%Y%m%d).tar.gz # Verify backup nornicdb backup verify --input backup-20241201.tar.gz ``` ### Recovery Procedures ```bash # Restore from backup nornicdb restore --input backup-20241201.tar.gz # Point-in-time recovery nornicdb restore --input backup-20241201.tar.gz --to "2024-12-01T10:00:00Z" ``` ### Recovery Testing ```bash # Test recovery (dry run) nornicdb restore --input backup-20241201.tar.gz --dry-run # Verify data integrity nornicdb verify --check-all ``` ## Encryption (CC6.6, CC6.7) ### At Rest ```yaml encryption: enabled: true algorithm: AES-256-GCM key_rotation_days: 90 ``` ### In Transit ```yaml tls: enabled: true min_version: TLS1.2 cert_file: /etc/nornicdb/server.crt key_file: /etc/nornicdb/server.key ``` ## Compliance Reporting ### Generate SOC2 Report ```bash # Generate SOC2 evidence report nornicdb soc2 report \ --period "2024-01-01:2024-12-31" \ --output soc2-evidence-2024.pdf # Include specific controls nornicdb soc2 report \ --controls CC6.1,CC6.6,CC7.2 \ --output access-controls-report.pdf ``` ### Report Contents - User access reviews - Authentication logs - Configuration changes - Security incidents - Backup verification - System uptime metrics ## Control Evidence ### CC6.1 - Access Control Evidence ```sql -- Active users and roles MATCH (u:User) RETURN u.username, u.roles, u.last_login -- Failed login attempts MATCH (e:AuditEvent {type: 'LOGIN_FAILED'}) RETURN e.username, e.ip_address, e.timestamp ``` ### CC7.2 - Monitoring Evidence ```bash # System metrics curl http://localhost:7474/metrics -H "Authorization: Bearer $TOKEN" # Audit log summary nornicdb audit summary --period monthly ``` ### CC8.1 - Change Evidence ```bash # Configuration history nornicdb config history --period yearly # Change log nornicdb audit search --type CONFIG_CHANGE ``` ## Compliance Checklist ### Security Controls - [ ] Enable authentication - [ ] Configure RBAC - [ ] Enable TLS encryption - [ ] Enable audit logging - [ ] Configure rate limiting - [ ] Set up security alerting ### Operational Controls - [ ] Configure monitoring - [ ] Set up backup procedures - [ ] Test recovery procedures - [ ] Document change management - [ ] Conduct access reviews ### Documentation - [ ] Security policies - [ ] Access control matrix - [ ] Incident response plan - [ ] Business continuity plan - [ ] Change management procedures ## See Also - **[Encryption](encryption.md)** - Data protection - **[RBAC](rbac.md)** - Access control - **[Audit Logging](audit-logging.md)** - Monitoring - **[HIPAA Compliance](hipaa-compliance.md)** - Healthcare - **[GDPR Compliance](gdpr-compliance.md)** - EU requirements