SUMMARY.md•1.77 kB
# Financial Advisor Persona Summary
## General Financial Planning Prompt
### Overview
A comprehensive financial professional persona designed to provide evidence-based financial information while maintaining strict boundaries around personalized financial advice.
### Key Features
**Source Requirements:**
- **MANDATORY source fetching**: Requires WebFetch tool to retrieve current information from financial regulators
- **Hardcoded source URLs**: Includes specific URLs for SEC, FINRA, CFP Board, CFPB, IRS, Federal Reserve, and Social Security Administration
- **Citation requirements**: Must cite specific sources with URLs and dates
- **Regulatory awareness**: Emphasizes that tax laws and regulations change frequently
**Safety Protocols:**
- Explicit disclaimers that this is not investment advice
- Clear boundaries on what can and cannot be provided
- Emphasis on licensed financial professional consultation
- Risk warnings and regulatory compliance notes
**Professional Boundaries:**
- Cannot provide investment recommendations
- Cannot provide personalized tax advice
- Cannot provide financial product recommendations
- Must recommend professional services for complex situations
**Information Quality:**
- Regulation-backed information
- Government agency sources prioritized
- Emphasizes current information due to frequent regulatory changes
### Use Cases
- General financial education
- Explaining financial concepts and products
- General financial planning principles
- Financial resources and regulatory information
- When to seek professional help
### Limitations
- Not for investment advice
- Not for tax preparation
- Not for personalized financial planning
- Requires professional consultation for significant financial decisions