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SEC Filings

Find filings by ticker

list_filings
Read-only

Find recent SEC filings for a company ticker, with filing ids, form types, dates, accession numbers and original SEC links. Returns up to 20 filings from the company's recent EDGAR window.

Input Schema

TableJSON Schema
NameRequiredDescriptionDefault
formNo
limitNo
tickerYes

Output Schema

TableJSON Schema
NameRequiredDescriptionDefault
errorNo
usageNo
statusYes
api_urlNo
companyNo
filingsNo
messageNo
docs_urlYes
http_statusNo
retry_afterNo

Schema Changelog

Changes observed during successful MCP inspections.

  1. First observed

TDQS

B3/5.0
Behavior3/5

Does the description disclose side effects, auth requirements, rate limits, or destructive behavior?

Annotations already declare readOnlyHint=true, destructiveHint=false, openWorldHint=true, so the safety profile is covered. The description contributes genuine extra context by bounding the scope ('recent EDGAR window', up to 20 filings), though the field list it enumerates largely duplicates the output schema.

Agents need to know what a tool does to the world before calling it. Descriptions should go beyond structured annotations to explain consequences.

Conciseness4/5

Is the description appropriately sized, front-loaded, and free of redundancy?

Two tight sentences, front-loaded with the core action and scope. The second sentence is somewhat redundant given an output schema exists, but nothing is padded.

Shorter descriptions cost fewer tokens and are easier for agents to parse. Every sentence should earn its place.

Completeness3/5

Given the tool's complexity, does the description cover enough for an agent to succeed on first attempt?

For a three-parameter listing tool with an output schema and full annotation coverage, the description is adequate on scope but silent on the two optional filters and on ordering/pagination behavior within the 'recent window'. An agent could call it, but not optimally.

Complex tools with many parameters or behaviors need more documentation. Simple tools need less. This dimension scales expectations accordingly.

Parameters2/5

Does the description clarify parameter syntax, constraints, interactions, or defaults beyond what the schema provides?

Schema description coverage is 0% across three parameters, and the description does not compensate: it never explains that 'form' filters by the enum values or that 'limit' caps results (the 'up to 20' phrase describes the return, not the parameter). Only 'ticker' is loosely conveyed. The documented form types are output fields, not the filter, which risks confusion.

Input schemas describe structure but not intent. Descriptions should explain non-obvious parameter relationships and valid value ranges.

Purpose4/5

Does the description clearly state what the tool does and how it differs from similar tools?

The description gives a specific verb and resource ('Find recent SEC filings for a company ticker') and enumerates what comes back, so the purpose is unambiguous. It does not, however, explicitly distinguish itself from siblings like read_filing_section or filing_facts, leaving the agent to infer the difference from names alone.

Agents choose between tools based on descriptions. A clear purpose with a specific verb and resource helps agents select the right tool.

Usage Guidelines2/5

Does the description explain when to use this tool, when not to, or what alternatives exist?

There is no statement of when to use this versus the three sibling tools. The 'recent EDGAR window' phrasing implies a discovery/enumeration use case, but no alternatives or exclusions are named, so the agent gets no routing guidance.

Agents often have multiple tools that could apply. Explicit usage guidance like "use X instead of Y when Z" prevents misuse.

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