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AIsa Finance

Get SEC filings

get_financial_filings
Read-onlyIdempotent

The SEC filing index for one company — a list of filings, not their contents. Each entry carries cik, accession_number, filing_type, report_date, filing_date, ticker and url. Accepts ticker or cik, narrows by filing_type, and caps with limit. Use it to find which filing you want and to get its accession_number. To read the text inside one, use get_financial_filings_items.

Input Schema

TableJSON Schema
NameRequiredDescriptionDefault
cikNoThe Central Index Key (CIK) of the company.
limitNoThe maximum number of filings to return (default: 10).
tickerNoThe ticker symbol.
filing_typeNoFilter by one or more filing types. Repeat the query parameter to pass multiple values (e.g. filing_type=10-Q&filing_type=10-K).

Output Schema

TableJSON Schema
NameRequiredDescriptionDefault

No arguments

Schema Changelog

Changes observed during successful MCP inspections.

  1. First observed

TDQS

A4.4/5.0
Behavior4/5

Does the description disclose side effects, auth requirements, rate limits, or destructive behavior?

Annotations already declare readOnlyHint=true, idempotentHint=true, and destructiveHint=false, so the safety profile is covered. The description adds useful behavioral context: it returns a list/index rather than contents, and each entry carries specific fields. It doesn't mention pagination or rate limits, but the core behavior is well disclosed.

Agents need to know what a tool does to the world before calling it. Descriptions should go beyond structured annotations to explain consequences.

Conciseness5/5

Is the description appropriately sized, front-loaded, and free of redundancy?

The description is compact and front-loaded: it states the core purpose in the first sentence, lists return fields, then covers parameters and usage guidance. Every sentence earns its place with no fluff.

Shorter descriptions cost fewer tokens and are easier for agents to parse. Every sentence should earn its place.

Completeness4/5

Given the tool's complexity, does the description cover enough for an agent to succeed on first attempt?

The tool has an output schema, so return values are already documented. The description covers purpose, scope, parameters, and the sibling tool for next steps. It lacks explicit mention of pagination or default behavior beyond limit's default, but the description is complete enough for an agent to select and invoke the tool correctly.

Complex tools with many parameters or behaviors need more documentation. Simple tools need less. This dimension scales expectations accordingly.

Parameters3/5

Does the description clarify parameter syntax, constraints, interactions, or defaults beyond what the schema provides?

Schema description coverage is 100%, so the schema already documents all four parameters. The description adds a little context by mentioning ticker/cik, filing_type narrowing, and limit capping, but it doesn't add meaning beyond what the schema provides. Baseline 3 is appropriate.

Input schemas describe structure but not intent. Descriptions should explain non-obvious parameter relationships and valid value ranges.

Purpose5/5

Does the description clearly state what the tool does and how it differs from similar tools?

The description clearly states the tool returns the SEC filing index for one company, explicitly distinguishing it from filing contents. It lists the exact fields returned and names the sibling tool for reading filing text, making its purpose unambiguous.

Agents choose between tools based on descriptions. A clear purpose with a specific verb and resource helps agents select the right tool.

Usage Guidelines5/5

Does the description explain when to use this tool, when not to, or what alternatives exist?

The description explicitly says to use this tool to find which filing you want and get its accession_number, and directs users to get_financial_filings_items for reading text inside a filing. This provides clear when-to-use guidance and an explicit alternative.

Agents often have multiple tools that could apply. Explicit usage guidance like "use X instead of Y when Z" prevents misuse.

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