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sec_company_submissions

Read-only

Returns a company's recent SEC filings (form, dates, primary document URL) filtered by form type and date range, plus company profile fields as reported by EDGAR: entity_type, former_names, exchanges, category, fiscal_year_end, state_of_incorporation. Provide cik or ticker. Credential-free public SEC data. limit: Max filings, default 50, max 500. Use sec_filing to get a single filing by accession number.

Input Schema

NameRequiredDescriptionDefault
toNoLatest filing date (YYYY-MM-DD)
cikNoSEC CIK (numeric or zero-padded)
formNoFilter by form type, e.g. 10-K, 10-Q, 8-K
fromNoEarliest filing date (YYYY-MM-DD)
limitNoMax filings, default 50, max 500
tickerNoTicker symbol (alternative to cik)

Output Schema

NameRequiredDescriptionDefault
dataYesThe tool result payload (shape varies per tool; see each tool's docs resource).

Schema Changelog

Changes observed during successful MCP inspections.

  1. Changed6 schema fields changed
    • addedInput schema / properties / cik / description
      Added value: +"SEC CIK (numeric or zero-padded)"
    • addedInput schema / properties / form / description
      Added value: +"Filter by form type, e.g. 10-K, 10-Q, 8-K"
    • addedInput schema / properties / from / description
      Added value: +"Earliest filing date (YYYY-MM-DD)"
    • addedInput schema / properties / limit / description
      Added value: +"Max filings, default 50, max 500"
    • addedInput schema / properties / ticker / description
      Added value: +"Ticker symbol (alternative to cik)"
    • addedInput schema / properties / to / description
      Added value: +"Latest filing date (YYYY-MM-DD)"
  2. First observed

TDQS

A3.9/5.0
Behavior4/5

Does the description disclose side effects, auth requirements, rate limits, or destructive behavior?

Annotations already declare readOnlyHint and openWorldHint, so the safety profile is covered. The description adds non-obvious context beyond that: the data is credential-free public SEC data (no auth needed) and the result set is capped via limit (default 50, max 500). It does not contradict the annotations.

Agents need to know what a tool does to the world before calling it. Descriptions should go beyond structured annotations to explain consequences.

Conciseness4/5

Is the description appropriately sized, front-loaded, and free of redundancy?

Front-loads the core purpose and return contents, then adds constraints and the sibling pointer. The limit detail duplicates the schema and is slightly redundant, but the prose earns most of its length.

Shorter descriptions cost fewer tokens and are easier for agents to parse. Every sentence should earn its place.

Completeness4/5

Given the tool's complexity, does the description cover enough for an agent to succeed on first attempt?

With a rich output schema, full parameter coverage, and read-only annotations, the description supplies what the agent needs: purpose, entity keys, filtering, result cap, and the sibling pointer. Complete enough, though sibling disambiguation versus sec_company_search/intelligence is thin.

Complex tools with many parameters or behaviors need more documentation. Simple tools need less. This dimension scales expectations accordingly.

Parameters3/5

Does the description clarify parameter syntax, constraints, interactions, or defaults beyond what the schema provides?

Schema description coverage is 100%, so the schema already documents all six parameters (including the limit default/max the description repeats). The description's only added value is the informal 'provide cik or ticker' one-of constraint, which the schema does not formally express. Baseline 3 applies.

Input schemas describe structure but not intent. Descriptions should explain non-obvious parameter relationships and valid value ranges.

Purpose4/5

Does the description clearly state what the tool does and how it differs from similar tools?

States a specific verb (returns) and resource (a company's recent SEC filings), enumerates the returned fields (form, dates, primary document URL) plus EDGAR profile fields, and names sec_filing as the alternative for single filings. It does not distinguish itself from other SEC siblings like sec_company_search or sec_company_intelligence, so differentiation is only partial.

Agents choose between tools based on descriptions. A clear purpose with a specific verb and resource helps agents select the right tool.

Usage Guidelines4/5

Does the description explain when to use this tool, when not to, or what alternatives exist?

Gives the key usage requirement ('Provide cik or ticker') and explicitly routes the single-filing case to sec_filing by accession number. It offers clear context but no explicit when-not-to-use guidance against the broader set of SEC retrieval siblings.

Agents often have multiple tools that could apply. Explicit usage guidance like "use X instead of Y when Z" prevents misuse.

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