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Get SEC Company Filings

sec-edgar.filings.list
Read-onlyIdempotent

Get a company's recent SEC filings (10-K annual reports, 10-Q quarterly reports, 8-K current reports, proxy statements, insider transaction forms, etc.) plus basic entity profile — legal name, SIC industry classification, exchanges, fiscal year end. Optional filter by form type. Each filing includes filing date, accession number, and a direct document URL. Requires a CIK from sec-edgar.company_lookup. Data: data.sec.gov (US Securities and Exchange Commission EDGAR system), no auth required.

Input Schema

TableJSON Schema
NameRequiredDescriptionDefault
cikYesSEC Central Index Key for the company, e.g. "320193" or "0000320193". Obtained from sec-edgar.company_lookup.
limitNoMaximum number of filings to return, 1-50 (default 10, most recent first).
form_typeNoFilter by SEC form type, e.g. "10-K", "10-Q", "8-K", "4" (case-insensitive).

Output Schema

TableJSON Schema
NameRequiredDescriptionDefault
errorNoPresent only when the call failed. Includes error code, message, request_id, and any provider-specific extras.
resultNoTool response payload. Shape varies per tool — consult the tool description and inputSchema. May be an object, array, string, or number depending on the upstream provider response.

Schema Changelog

Changes observed during successful MCP inspections.

  1. First observed

TDQS

A4.3/5.0
Behavior4/5

Does the description disclose side effects, auth requirements, rate limits, or destructive behavior?

Annotations already declare readOnlyHint, idempotentHint, and openWorldHint, covering the safety profile. The description adds valuable behavioral context beyond those: no authentication required, the specific data source (data.sec.gov / EDGAR), and that it returns both filings and an entity profile. No contradiction with annotations.

Agents need to know what a tool does to the world before calling it. Descriptions should go beyond structured annotations to explain consequences.

Conciseness5/5

Is the description appropriately sized, front-loaded, and free of redundancy?

The description is densely informative yet concise: five sentences each add distinct value (purpose, content, filter option, return fields, prerequisite/source). It is front-loaded with the core action and avoids redundant filler.

Shorter descriptions cost fewer tokens and are easier for agents to parse. Every sentence should earn its place.

Completeness5/5

Given the tool's complexity, does the description cover enough for an agent to succeed on first attempt?

For a 3-parameter tool with an existing output schema and strong annotations, the description is complete: it covers purpose, return contents, parameter prerequisites, data source, and authentication status. Nothing an agent needs to decide to call this tool is missing.

Complex tools with many parameters or behaviors need more documentation. Simple tools need less. This dimension scales expectations accordingly.

Parameters3/5

Does the description clarify parameter syntax, constraints, interactions, or defaults beyond what the schema provides?

Schema description coverage is 100%, with each parameter (cik, limit, form_type) already well-documented in the schema. The description adds only marginal extra meaning by reiterating the CIK prerequisite and mentioning optional form_type filtering, so the baseline 3 is appropriate.

Input schemas describe structure but not intent. Descriptions should explain non-obvious parameter relationships and valid value ranges.

Purpose5/5

Does the description clearly state what the tool does and how it differs from similar tools?

The description states a specific action ('Get a company's recent SEC filings'), names concrete filing types (10-K, 10-Q, 8-K, proxy statements, insider forms), and lists exactly what is returned (entity profile fields, filing date, accession number, document URL). It clearly differentiates from sec-edgar.company_lookup by stating the CIK prerequisite and from financial-data tools by focusing on filings plus profile.

Agents choose between tools based on descriptions. A clear purpose with a specific verb and resource helps agents select the right tool.

Usage Guidelines4/5

Does the description explain when to use this tool, when not to, or what alternatives exist?

The description gives clear context: it requires a CIK from sec-edgar.company_lookup, supports optional form_type filtering, and describes the response contents. It does not explicitly name alternatives or say when NOT to use this tool (e.g., versus finance.edgar.filings or sec-edgar.financials.concept), but the prerequisite and scope make usage fairly unambiguous.

Agents often have multiple tools that could apply. Explicit usage guidance like "use X instead of Y when Z" prevents misuse.

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