Conduit — Filings & Fundamentals

List Recent Filings

list_filings

Read-only

Recent SEC filings for a company, filterable by form type (10-K, 10-Q, 8-K, 4, ...). Returns filing dates, descriptions and EDGAR archive URLs.

Tool call template

Replace each placeholder with a value matching the input schema. Only required parameters are included; add optional parameters as needed.

{
  "id": 1,
  "jsonrpc": "2.0",
  "method": "tools/call",
  "params": {
    "arguments": {
      "ticker": "<ticker>"
    },
    "name": "list_filings"
  }
}

Input Schema

Name	Required	Description
`form`	No	SEC form filter, e.g. 10-K. Omit for all forms.
`limit`	No	Max results (default 10, max 40)
`ticker`	Yes	Stock ticker, e.g. AAPL

Schema Changelog

Changes observed during successful MCP inspections.

First observedOct 13, 2026

TDQS

A3.6/5.0

Behavior3/5

Does the description disclose side effects, auth requirements, rate limits, or destructive behavior?

Annotations already declare readOnlyHint=true, destructiveHint=false and openWorldHint=true, so the safety profile is covered. The description adds the shape of the payload (filing dates, descriptions, EDGAR archive URLs), which matters because no output schema exists, but says nothing about pagination limits, ordering, or empty-result behavior.

Agents need to know what a tool does to the world before calling it. Descriptions should go beyond structured annotations to explain consequences.

Conciseness5/5

Is the description appropriately sized, front-loaded, and free of redundancy?

Two sentences, zero filler, with the resource and its scope front-loaded before the filter and return details. Every clause carries information the agent can act on.

Shorter descriptions cost fewer tokens and are easier for agents to parse. Every sentence should earn its place.

Completeness4/5

Given the tool's complexity, does the description cover enough for an agent to succeed on first attempt?

For a simple read-only list tool with no output schema, the description covers what is returned and how to narrow results, which is the essential information. It falls just short of complete because pagination/ordering behavior and the distinction from search_filings are left unstated.

Complex tools with many parameters or behaviors need more documentation. Simple tools need less. This dimension scales expectations accordingly.

Parameters3/5

Does the description clarify parameter syntax, constraints, interactions, or defaults beyond what the schema provides?

Schema description coverage is 100%, so all three parameters are documented in the schema, making 3 the baseline. The description's enumeration of form types (10-K, 10-Q, 8-K, 4) modestly extends the schema's single 10-K example but adds no semantics for ticker or limit.

Input schemas describe structure but not intent. Descriptions should explain non-obvious parameter relationships and valid value ranges.

Purpose4/5

Does the description clearly state what the tool does and how it differs from similar tools?

Clear verb+resource: lists recent SEC filings for a company, with the scope narrowed to 'recent' and a stated filter dimension (form type) plus the returned fields. It does not name or distinguish itself from close siblings such as search_filings, get_filing_counts, or get_filing_documents, so an agent must infer the boundary.

Agents choose between tools based on descriptions. A clear purpose with a specific verb and resource helps agents select the right tool.

Usage Guidelines3/5

Does the description explain when to use this tool, when not to, or what alternatives exist?

Usage is only implied: 'Recent filings for a company' plus 'filterable by form type' sketches the use case, but there is no explicit when-to-use/when-not or pointer to an alternative like search_filings for keyword or historical queries. The agent gets context but no routing logic.

Agents often have multiple tools that could apply. Explicit usage guidance like "use X instead of Y when Z" prevents misuse.

All Conduit — Filings & Fundamentals tools Inspect

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