Find Flagged Investment Advisers
advisers_flaggedRead-onlyIdempotent
SEC-registered investment advisers reporting Form ADV Item 11 disciplinary disclosures (criminal / regulatory / civil), ranked by disclosure count. ~2,291 advisers flagged. Filter by state, type (RIA/ERA), or kind (criminal/regulatory/civil).
Input Schema
TableJSON Schema
| Name | Required | Description | Default |
|---|---|---|---|
| kind | No | Disclosure kind: criminal, regulatory, or civil | |
| type | No | RIA or ERA | |
| limit | No | Max results (default 50, max 200) | |
| state | No | 2-letter state filter |