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sec_filings

sec_filings
Read-only

SEC EDGAR filings for a US-listed company by ticker or CIK, newest first, optionally filtered by form type (10-K, 10-Q, 8-K, 4, S-1...). Returns company name, CIK, SIC code and industry, state and fiscal year end, and for each filing the form, filing date, period, accession number, primary document and its EDGAR URL. Source: SEC submissions feed. Price: $0.005 USDC per call (x402).

Tool call template

This tool declares no required parameters. Add optional parameters from the input schema as needed.

{
  "id": 1,
  "jsonrpc": "2.0",
  "method": "tools/call",
  "params": {
    "arguments": {},
    "name": "sec_filings"
  }
}

Input Schema

NameRequiredDescriptionDefault
cikNoSEC Central Index Key, up to 10 digits
formNoForm type filter, comma-separated allowed: 10-K, 10-Q, 8-K, 4, S-1, DEF 14A, 13F-HR (optional)
limitNoFilings to return, 1-100 (default 20)
tickerNoStock ticker, e.g. AAPL (ticker or cik is required)

Schema Changelog

Changes observed during successful MCP inspections.

  1. First observed

TDQS

A3.5/5.0
Behavior3/5

Does the description disclose side effects, auth requirements, rate limits, or destructive behavior?

Annotations already declare readOnlyHint=true, so the safety profile is covered. The description adds genuinely useful behavioral context beyond that: results are ordered newest first, the source is the SEC submissions feed, and each call costs $0.005 USDC via x402, which matters for an agent deciding whether to call it. It says nothing about rate limits, failure behavior for unknown tickers, or pagination depth.

Agents need to know what a tool does to the world before calling it. Descriptions should go beyond structured annotations to explain consequences.

Conciseness4/5

Is the description appropriately sized, front-loaded, and free of redundancy?

The description is front-loaded with the core purpose and filtering, then the return payload, then source and price. Sentences are dense with real information rather than filler. It is slightly long, but each sentence carries distinct value except the partial restatement of the form filter already in the schema.

Shorter descriptions cost fewer tokens and are easier for agents to parse. Every sentence should earn its place.

Completeness4/5

Given the tool's complexity, does the description cover enough for an agent to succeed on first attempt?

With no output schema, the description correctly spends effort enumerating the return payload (company name, CIK, SIC/industry, state, fiscal year end, and per-filing form, dates, accession number, primary document and URL), which is exactly what the agent needs. Pricing and source are also covered. Minor gaps remain around error handling for invalid tickers and result pagination semantics.

Complex tools with many parameters or behaviors need more documentation. Simple tools need less. This dimension scales expectations accordingly.

Parameters3/5

Does the description clarify parameter syntax, constraints, interactions, or defaults beyond what the schema provides?

Schema description coverage is 100%, so every parameter is already documented, including the form-type enumeration and the 1-100 limit range. The description largely restates the form filter and the ticker/CIK choice, plus the non-parameter fact that results are newest first. It adds only marginal meaning over the schema, so the baseline 3 applies.

Input schemas describe structure but not intent. Descriptions should explain non-obvious parameter relationships and valid value ranges.

Purpose4/5

Does the description clearly state what the tool does and how it differs from similar tools?

The description names a specific resource and retrieval mode: 'SEC EDGAR filings for a US-listed company by ticker or CIK, newest first, optionally filtered by form type.' It also enumerates returned fields, so the scope is unambiguous. It stops short of explicitly distinguishing itself from the closest sibling, sec_facts, leaving the agent to infer that this returns filing documents rather than extracted financial facts.

Agents choose between tools based on descriptions. A clear purpose with a specific verb and resource helps agents select the right tool.

Usage Guidelines3/5

Does the description explain when to use this tool, when not to, or what alternatives exist?

Usage is only implied: the agent learns this is for filings of a US-listed company keyed by ticker or CIK and can be filtered by form type. There is no explicit when-to-use statement, no exclusions, and no named alternative for cases such as wanting financial statement facts or non-US issuers.

Agents often have multiple tools that could apply. Explicit usage guidance like "use X instead of Y when Z" prevents misuse.

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