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Fund Operations (Form N-CEN)

GetFundNcenReports
Read-only

Get operational data for a registered investment company from its SEC Form N-CEN annual reports. Accepts an exchange-listed ticker or an exact fund identifier from SearchFunds, including a profile id, SEC series id, stored series ticker, or verified share-class alias. Each N-CEN shows the registrant's classification, Investment Company Act file number, reporting period, first/last-filing flags, latest service providers, and an exact filed-name provider history. N-CEN is filed at registrant level; this dataset currently ingests it through tracked issuer feeds, so a series inside an untracked multi-series trust can resolve correctly but still have no N-CEN report on record. Only registered funds file N-CEN; operating companies return no data.

Input Schema

TableJSON Schema
NameRequiredDescriptionDefault
fundYesFund or ETF ticker, profile id, SEC series id, or verified share-class alias (e.g., MXF, IVV, S000004344, VOO)
maxResultsNoMaximum number of annual reports to return (default: 10, max: 500)

TDQS

A4.4/5.0
Behavior4/5

Does the description disclose side effects, auth requirements, rate limits, or destructive behavior?

Annotations already mark readOnlyHint=true and destructiveHint=false. The description adds valuable behavioral context: N-CEN is filed at registrant level, ingestion happens through tracked issuer feeds, and a series in an untracked multi-series trust may have no record. It also clarifies the 'operating companies return no data' boundary. No contradiction with annotations, and it enriches beyond the structured hints.

Agents need to know what a tool does to the world before calling it. Descriptions should go beyond structured annotations to explain consequences.

Conciseness5/5

Is the description appropriately sized, front-loaded, and free of redundancy?

The description is a single, well-structured paragraph. It leads with the purpose, then details accepted inputs, the data returned, and important caveats about data availability and filing scope. Every sentence adds value without redundancy. It is appropriately sized for the tool's complexity.

Shorter descriptions cost fewer tokens and are easier for agents to parse. Every sentence should earn its place.

Completeness4/5

Given the tool's complexity, does the description cover enough for an agent to succeed on first attempt?

For a read-only tool with two parameters and no output schema, the description covers the essential usage context: accepted identifiers, report contents, data availability limitations, and filing eligibility. It does not explicitly describe the return format (e.g., list vs. single record) or pagination behavior for maxResults, but maxResults is self-explanatory and the listed fields imply a structured response. Minor gaps exist but are not critical.

Complex tools with many parameters or behaviors need more documentation. Simple tools need less. This dimension scales expectations accordingly.

Parameters4/5

Does the description clarify parameter syntax, constraints, interactions, or defaults beyond what the schema provides?

The input schema covers 100% of parameters with descriptions and examples. The description adds meaning by specifying that identifiers come from SearchFunds and detailing the accepted identifier types (profile id, SEC series id, stored series ticker, verified share-class alias). This goes slightly beyond the schema's generic 'Fund or ETF ticker' and clarifies the data source relationship.

Input schemas describe structure but not intent. Descriptions should explain non-obvious parameter relationships and valid value ranges.

Purpose5/5

Does the description clearly state what the tool does and how it differs from similar tools?

The description states a specific verb and resource: 'Get operational data for a registered investment company from its SEC Form N-CEN annual reports.' It clearly distinguishes from sibling tools like GetFundProfile by focusing on N-CEN filings, and it enumerates the data fields returned. No ambiguity or tautology.

Agents choose between tools based on descriptions. A clear purpose with a specific verb and resource helps agents select the right tool.

Usage Guidelines4/5

Does the description explain when to use this tool, when not to, or what alternatives exist?

The description gives clear context: it accepts tickers or identifiers from SearchFunds, and notes that only registered funds file N-CEN, with operating companies returning no data. It implies when to use this tool, but does not explicitly name alternative tools or state when not to use it. The guidance is solid but not exhaustive.

Agents often have multiple tools that could apply. Explicit usage guidance like "use X instead of Y when Z" prevents misuse.

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TDQS

B3.4/5.0
Disambiguation4/5

Most tools have clearly distinct purposes, with detailed descriptions that cross-reference related alternatives. A few near-duplicate names could cause misselection, notably SearchDocument versus SearchDocuments and GetCftcPositioning versus GetLatestCftcPositioning.

Naming Consistency5/5

Tool names consistently follow a VerbNoun camelCase pattern: Get for retrievals, Search for discovery, List/Read for document access, and Add/Close/Remove/Update/Watch/Create/Delete for portfolio mutations. Despite the large count, there is no mixing of naming conventions or unpredictable verb styles.

Tool Count1/5

108 tools is an extreme surface area, far beyond the 3-15 well-scoped range and well past the 25+ threshold. Even for a broad financial data platform, this creates a heavy selection burden and substantial context overhead for agents.

Completeness4/5

The server covers an unusually wide domain: prices, fundamentals, SEC filings, options, insider activity, 13F holdings, short interest, macro data, funds, IPOs, and full portfolio lifecycle management. Notable gaps remain, such as a basic company profile/ticker-resolution tool, dividend history, and analyst estimates, so it is not a perfect 5.