What advisors do outside their firm
search_ria_outside_businessOutside-business entries from the advisor's own Form U4 disclosure, reviewed extraction: the company, what it does and on what basis, the advisor's role (owner, director, partner...), ownership where stated, start and end dates, materiality and why it matters, and the advisor's own words as evidence, beside the advisor's name and current firm. Every row is disclosure_status DISCLOSED_OBA (a corresponding disclosed OBA was found); DFX never labels anything undisclosed. Served for the reviewed cohort (about 2,500 advisors), so a count is a count of that cohort, not of the industry. Filter by company name, category, category group, materiality, investment related, role, start date, current only, or the advisor's current firm CRD or branch state. Outside business does not predict a move in general; the caveats name the two measured exceptions. ACCESS: without a paid DFX plan on the vertical, a list returns its first 5 rows in full and a count of the rest by type (locked.count, locked.by_type), never the rows; a record names its subject and the first 3 related names per section; contact values (email, phone, profile URLs) and decision-maker names are never returned, only their types and counts. Every answer says what it withheld in entitlement and locked. Full access: DFX Intelligence, 7 days free at https://dfxintel.com/data-factory/plans.
Input Schema
| Name | Required | Description | Default |
|---|---|---|---|
| role | No | ||
| sort | No | ||
| limit | No | ||
| query | No | Company name contains. | |
| state | No | Two-letter US state code. | |
| cursor | No | next_cursor from a previous page of this tool, unchanged. | |
| category | No | ||
| firm_crd | No | The advisor's current firm CRD (or a dfx:ria: firm id). | |
| materiality | No | ||
| current_only | No | Only entries with no end date. | |
| started_since | No | ISO date; the disclosed start date on or after. | |
| category_group | No | ||
| investment_related | No |