Advisors showing observed signs they might move, with what was observed and when
search_ria_move_indicatorsThe observed pre-move indicators DFX holds, per advisor: a prior co-move teammate or the team's senior member left the firm (with who and where to), a fifth or more of the advisor's branch or practice left in six months, a Series 65 or 63 added outside licensing classes, or the advisor owns part of a newly filed adviser. Each indicator is dated, names its source (IAPD registration spans or Form ADV) and carries the back-test that admitted it: the 365-day move rate with and without it, the lift with its 95% interval (only lower bounds of 1.15 or more are served) and the lift inside the move model's deciles. Filter by firm (dfx:ria: id, CRD or name; a name covers every CRD that carries it), advisor, office city, state, kind or date; firm-scoped answers add counts by office and kind. These are indicators, never a forecast that a person will move, and most advisors carrying one do not move within a year. Use this for 'who shows signs of moving', 'who else in that office or team might leave', 'flight risk'; use search_ria_advisor_moves for moves that already happened. ACCESS: without a paid DFX plan on the vertical, a list returns its first 5 rows in full and a count of the rest by type (locked.count, locked.by_type), never the rows; a record names its subject and the first 3 related names per section; contact values (email, phone, profile URLs) and decision-maker names are never returned, only their types and counts. Every answer says what it withheld in entitlement and locked. Full access: DFX Intelligence, 7 days free at https://dfxintel.com/data-factory/plans.
Input Schema
| Name | Required | Description | Default |
|---|---|---|---|
| firm | No | The firm's name or part of it; every adviser CRD with that name is included. | |
| kind | No | ||
| sort | No | rank: the recruiter queue's order (default); recent: latest indicator first. | |
| limit | No | ||
| since | No | ISO date; the latest indicator observed on or after. | |
| state | No | Two-letter US state code. | |
| cursor | No | next_cursor from a previous page of this tool, unchanged. | |
| office | No | Branch city, e.g. Providence or La Jolla. | |
| firm_dfx_id | No | A dfx:ria: firm id or the firm's CRD. | |
| advisor_dfx_id | No | A dfx:ria: advisor id or an individual CRD. |