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Advisors showing observed signs they might move, with what was observed and when

search_ria_move_indicators
Read-onlyIdempotent

The observed pre-move indicators DFX holds, per advisor: a prior co-move teammate or the team's senior member left the firm (with who and where to), a fifth or more of the advisor's branch or practice left in six months, a Series 65 or 63 added outside licensing classes, or the advisor owns part of a newly filed adviser. Each indicator is dated, names its source (IAPD registration spans or Form ADV) and carries the back-test that admitted it: the 365-day move rate with and without it, the lift with its 95% interval (only lower bounds of 1.15 or more are served) and the lift inside the move model's deciles. Filter by firm (dfx:ria: id, CRD or name; a name covers every CRD that carries it), advisor, office city, state, kind or date; firm-scoped answers add counts by office and kind. These are indicators, never a forecast that a person will move, and most advisors carrying one do not move within a year. Use this for 'who shows signs of moving', 'who else in that office or team might leave', 'flight risk'; use search_ria_advisor_moves for moves that already happened. ACCESS: without a paid DFX plan on the vertical, a list returns its first 5 rows in full and a count of the rest by type (locked.count, locked.by_type), never the rows; a record names its subject and the first 3 related names per section; contact values (email, phone, profile URLs) and decision-maker names are never returned, only their types and counts. Every answer says what it withheld in entitlement and locked. Full access: DFX Intelligence, 7 days free at https://dfxintel.com/data-factory/plans.

Input Schema

TableJSON Schema
NameRequiredDescriptionDefault
firmNoThe firm's name or part of it; every adviser CRD with that name is included.
kindNo
sortNorank: the recruiter queue's order (default); recent: latest indicator first.
limitNo
sinceNoISO date; the latest indicator observed on or after.
stateNoTwo-letter US state code.
cursorNonext_cursor from a previous page of this tool, unchanged.
officeNoBranch city, e.g. Providence or La Jolla.
firm_dfx_idNoA dfx:ria: firm id or the firm's CRD.
advisor_dfx_idNoA dfx:ria: advisor id or an individual CRD.

Schema Changelog

Changes observed during successful MCP inspections.

  1. Added

TDQS

A4.8/5.0
Behavior5/5

Does the description disclose side effects, auth requirements, rate limits, or destructive behavior?

Goes well beyond the readOnly/idempotent annotations: it discloses the entitlement gating (5-row preview plus locked.count/locked.by_type without a paid plan), permanently withheld fields (contact values, decision-maker names), the 95% lift threshold of 1.15, and that entitlement/locked fields report what was withheld. This is unusually rich operational context.

Agents need to know what a tool does to the world before calling it. Descriptions should go beyond structured annotations to explain consequences.

Conciseness4/5

Is the description appropriately sized, front-loaded, and free of redundancy?

Dense and front-loaded: indicator taxonomy first, then filters, then the usage routing, then access limits. It is long, and the closing plan/pricing line reads as promotional, but nearly every sentence carries selection-relevant information.

Shorter descriptions cost fewer tokens and are easier for agents to parse. Every sentence should earn its place.

Completeness5/5

Given the tool's complexity, does the description cover enough for an agent to succeed on first attempt?

With no output schema, the description correctly supplies return-shape detail: dated indicators with sources and back-test stats, counts by office and kind for firm-scoped answers, and the locked/entitlement withholding structure. An agent can call this and interpret the response without further documentation.

Complex tools with many parameters or behaviors need more documentation. Simple tools need less. This dimension scales expectations accordingly.

Parameters4/5

Does the description clarify parameter syntax, constraints, interactions, or defaults beyond what the schema provides?

Schema coverage is already 80%, but the description adds real meaning: firm/name matching covers every CRD carrying that name, firm_dfx_id accepts dfx:ria: ids or CRDs, and the indicator kinds are given domain semantics that the bare enum cannot convey. Minor gap: office/state/since/cursor semantics rest on the schema.

Input schemas describe structure but not intent. Descriptions should explain non-obvious parameter relationships and valid value ranges.

Purpose5/5

Does the description clearly state what the tool does and how it differs from similar tools?

Names the specific resource (observed pre-move indicators) and enumerates each indicator type explicitly — teammate/senior departure, branch attrition, added Series 65/63, part-ownership of a newly filed adviser — so an agent knows exactly what is and isn't returned. It also explicitly distinguishes itself from the sibling search_ria_advisor_moves.

Agents choose between tools based on descriptions. A clear purpose with a specific verb and resource helps agents select the right tool.

Usage Guidelines5/5

Does the description explain when to use this tool, when not to, or what alternatives exist?

Gives concrete triggering queries ('who shows signs of moving', 'flight risk', 'who else in that office might leave') and names the alternative tool for the adjacent task (search_ria_advisor_moves for completed moves). It also states the crucial framing caveat that these are indicators, not forecasts, which prevents misuse.

Agents often have multiple tools that could apply. Explicit usage guidance like "use X instead of Y when Z" prevents misuse.

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