ADV anomalies against comparable advisers
search_ria_anomaliesReported values and filing-to-filing changes that stand out against a peer group (segment by RAUM band, 30 or more advisers), each with the metric, current and prior value, peer median, percentile, robust deviations (median absolute deviation, floored), the filing date, a sentence saying why it triggered, a confidence and a severity. Families: STATIC (2nd/98th percentile and 3 robust deviations), TEMPORAL (a change between the last two annual amendments beyond a base-size threshold and in the top or bottom decile of peer changes), COMBINATION (two changes together: RAUM down with advisors stable, a control person gone and departures doubled, a firm absorbed and its advisors gone within a year), DATA_QUALITY (likely filing errors, excluded unless asked for). Filter by family, anomaly_type, class, state, severity, minimum RAUM, firm CRD or date. A place to look, never a conclusion; there is no master score.
Input Schema
| Name | Required | Description | Default |
|---|---|---|---|
| sort | No | ||
| limit | No | ||
| since | No | Filing date on or after, ISO. | |
| state | No | Two-letter US state code. | |
| cursor | No | next_cursor from a previous page of this tool, unchanged. | |
| family | No | ||
| firm_crd | No | ||
| severity | No | ||
| firm_class | No | ||
| anomaly_type | No | One anomaly type, e.g. RAUM_DOWN_25_PERCENT, ADVISOR_COUNT_DROP, VERY_HIGH_RAUM_PER_ADVISOR, ACQUIRED_ADVISORS_LEFT_WITHIN_A_YEAR. | |
| min_raum_usd | No |