Search RIA firms, advisors and private funds
search_riaRegistered investment advisers (Form ADV: RAUM, clients by type, employees, advisors on IAPD, private funds, class such as INDEPENDENT_WEALTH or WIREHOUSE), registered advisors (IAPD: current firm, registration history counts, exams, designations) and the private funds advisers report, as compact cards with dfx:ria: ids. query takes a name, a firm CRD number, an SEC file number (801-...), an individual CRD (with entity_type=advisor) or an SEC private fund id (805-...). Filter firms by state, class, wealth managers only, RAUM band, advisor headcount or private funds; advisors by firm CRD or state; funds by firm CRD or type. Every row names its fact class (reported: filed on Form ADV; fact_from_registration: IAPD registration dates; derived: a rule or arithmetic over filed inputs). RAUM double counts affiliates; no advisor book size exists or is estimated; the IAPD tape is survivor-biased before 2026-09-15. Nothing here is predictive. Not for private equity or venture managers as investors (search_pe_firms, search_vc_firms), though the same adviser may appear on both graphs (get_entity same_as).
Input Schema
| Name | Required | Description | Default |
|---|---|---|---|
| city | No | ||
| sort | No | ||
| limit | No | ||
| query | No | Name contains, or an identifier (firm CRD, 801- SEC number, individual CRD, 805- fund id). | |
| state | No | Two-letter US state code. | |
| cursor | No | next_cursor from a previous page of this tool, unchanged. | |
| firm_crd | No | For advisors and funds: the adviser's CRD. | |
| fund_type | No | ||
| firm_class | No | The RIA lane's printed classification of the firm (wirehouses are curated, the rest are rules over Item 5.D shares). | |
| entity_type | No | firm | |
| wealth_only | No | Firms in the six wealth management classes only. | |
| max_raum_usd | No | ||
| min_advisors | No | At least this many advisors on IAPD. | |
| min_raum_usd | No | ||
| include_former | No | Firms include state-registered advisers, former SEC advisers and firms off the roster; default SEC-registered only. | |
| private_funds_only | No |