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One adviser's practice profile, anomalies, offices, retention and public contact path

get_ria_practice
Read-onlyIdempotent

What a practice looks like from what it filed: reported Form ADV fields (RAUM, discretionary, accounts, employees, advisors, clients and RAUM by type, private funds, wrap, custody, compensation methods, advisory activities, affiliations, the Item 6.A, 8 and 9 answers by item number), derived operating metrics each with its formula (RAUM per advisor, clients per advisor, average HNW client, average account, discretionary and institutional shares, employees per advisor, advisors per office, one-year growth), the practice archetypes with the printed rule that admitted each (19 rules; a firm can carry several), the peer group, ADV anomalies against that peer group with the peer median, percentile and filing behind each (a place to look, never a conclusion; data quality rows kept apart), office-level movement, post-acquisition retention when the firm is an acquirer, and the public business contact path (principal office phone and website as filed on Form ADV, the firm's LinkedIn page, and what the firm publishes on its own site) with source, date and rights class. Advisor book size and revenue are marked UNKNOWN and never estimated. Accepts a dfx:ria: id or a CRD. ACCESS: without a paid DFX plan on the vertical, a list returns its first 5 rows in full and a count of the rest by type (locked.count, locked.by_type), never the rows; a record names its subject and the first 3 related names per section; contact values (email, phone, profile URLs) and decision-maker names are never returned, only their types and counts. Every answer says what it withheld in entitlement and locked. Full access: DFX Intelligence, 7 days free at https://dfxintel.com/data-factory/plans.

Input Schema

TableJSON Schema
NameRequiredDescriptionDefault
dfx_idYesAn RIA graph id of the form dfx:ria:<uuid> (from search_ria, resolve_name or search_entities), or the firm's CRD number as a string.

Schema Changelog

Changes observed during successful MCP inspections.

  1. Added

TDQS

A3.9/5.0
Behavior5/5

Does the description disclose side effects, auth requirements, rate limits, or destructive behavior?

Goes well beyond the readOnly/idempotent annotations: it discloses the entitlement model (first 5 rows plus counts when unentitled, only first 3 related names per section, contact values never returned), that anomalies are leads not conclusions with data-quality rows separated, and that book size/revenue are marked UNKNOWN and never estimated. These are exactly the behavioral traits an agent needs before relying on results.

Agents need to know what a tool does to the world before calling it. Descriptions should go beyond structured annotations to explain consequences.

Conciseness3/5

Is the description appropriately sized, front-loaded, and free of redundancy?

The content is front-loaded but delivered as one enormous sentence with nested parenthetical inventories, and much of it is an item-by-item catalogue rather than decision-relevant guidance. It is information-dense yet hard to scan, so it is only moderately well structured.

Shorter descriptions cost fewer tokens and are easier for agents to parse. Every sentence should earn its place.

Completeness5/5

Given the tool's complexity, does the description cover enough for an agent to succeed on first attempt?

With no output schema, the description carries return-value disclosure and does so thoroughly: section-by-section contents, the entitlement/locked reporting contract, and the UNKNOWN policy. For a single-parameter read tool with annotations covering safety, nothing an agent needs to call and interpret it is missing.

Complex tools with many parameters or behaviors need more documentation. Simple tools need less. This dimension scales expectations accordingly.

Parameters3/5

Does the description clarify parameter syntax, constraints, interactions, or defaults beyond what the schema provides?

Schema description coverage is 100% for the single dfx_id parameter, and the schema already documents the dfx:ria:<uuid> or CRD forms. The description repeats the accepted identifier types without adding format, validation or fallback semantics, so the baseline 3 applies.

Input schemas describe structure but not intent. Descriptions should explain non-obvious parameter relationships and valid value ranges.

Purpose4/5

Does the description clearly state what the tool does and how it differs from similar tools?

The description states a specific resource and enumerates its contents precisely (Form ADV fields, derived metrics, archetypes, anomalies, retention, contact path) and names the accepted identifiers. It is clear what the tool returns for one practice, but it never distinguishes itself from close siblings like get_ria_firm, get_ria_advisor or search_ria_practices, leaving the agent to infer the boundary.

Agents choose between tools based on descriptions. A clear purpose with a specific verb and resource helps agents select the right tool.

Usage Guidelines3/5

Does the description explain when to use this tool, when not to, or what alternatives exist?

Usage is only implied by the content inventory and the note that it accepts a dfx:ria: id or CRD; there is no explicit 'use this when you need X, use Y otherwise' guidance and no alternatives named. The access-tier paragraph explains what happens on a free plan, which is helpful context, but it is not selection guidance.

Agents often have multiple tools that could apply. Explicit usage guidance like "use X instead of Y when Z" prevents misuse.

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