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SEC EDGAR

list_filings

Lists SEC filings for a CIK or ticker, filtered by form types (10-K, 10-Q, 8-K, S-1, DEF 14A), date range and limit (max 50), with document links. Data comes from SEC EDGAR.

Input Schema

TableJSON Schema
NameRequiredDescriptionDefault
toNoLatest filing date, YYYY-MM-DD
fromNoEarliest filing date, YYYY-MM-DD
formsNoComma-separated form types, e.g. 10-K,10-Q. Default all forms
limitNoMaximum filings to return, 1-50
companyYesCIK (320193) or ticker (AAPL)

Schema Changelog

Changes observed during successful MCP inspections.

  1. First observed

TDQS

A3.5/5.0
Behavior3/5

Does the description disclose side effects, auth requirements, rate limits, or destructive behavior?

No annotations are provided, so the description carries the full burden. It usefully discloses the data source (SEC EDGAR), the hard cap of 50 results, and that document links are returned, but it says nothing about rate limits (SEC EDGAR throttles), auth requirements, or whether results are truncated rather than paginated.

Agents need to know what a tool does to the world before calling it. Descriptions should go beyond structured annotations to explain consequences.

Conciseness4/5

Is the description appropriately sized, front-loaded, and free of redundancy?

A single dense sentence that front-loads the verb and resource before the filters, then ends with the source. Nothing is wasted, though the parenthetical form-type list is somewhat redundant with the schema's own examples.

Shorter descriptions cost fewer tokens and are easier for agents to parse. Every sentence should earn its place.

Completeness4/5

Given the tool's complexity, does the description cover enough for an agent to succeed on first attempt?

With no output schema, the description appropriately signals the return payload (document links) and the source system. Adequate for a 5-parameter read tool, but it could close the loop by noting the sibling 8-K shortcut or the cap's implication that results are truncated rather than paginated.

Complex tools with many parameters or behaviors need more documentation. Simple tools need less. This dimension scales expectations accordingly.

Parameters3/5

Does the description clarify parameter syntax, constraints, interactions, or defaults beyond what the schema provides?

Schema description coverage is 100%, so every parameter is already documented, including the YYYY-MM-DD date format, comma-separated forms syntax, and the 1-50 limit bound. The description's filter mentions largely restate the schema, adding only the specific example form types, which the forms field also lists.

Input schemas describe structure but not intent. Descriptions should explain non-obvious parameter relationships and valid value ranges.

Purpose4/5

Does the description clearly state what the tool does and how it differs from similar tools?

States a specific verb and resource ('Lists SEC filings') plus the key input granularity (CIK or ticker) and result content (document links). It never names or differentiates itself from the sibling recent_8k_events, which overlaps heavily since 8-K is one of the listed form types.

Agents choose between tools based on descriptions. A clear purpose with a specific verb and resource helps agents select the right tool.

Usage Guidelines3/5

Does the description explain when to use this tool, when not to, or what alternatives exist?

Usage is implied by the enumerated filters (form types, date range, limit), so an agent can infer this is the general-purpose filing list. However, there is no explicit when-to-use guidance and no mention of recent_8k_events as the narrower alternative, nor whether resolve_company should be called first.

Agents often have multiple tools that could apply. Explicit usage guidance like "use X instead of Y when Z" prevents misuse.

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