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regulatory-filings-mcp

get_form_d_private_funding

Read-only

Retrieve SEC Form D private offerings — private rounds, hedge fund launches, exempt securities filings. VC and private equity intel for tracking who's raising and how much.

Args: state: Optional state filter (e.g. "CA", "NY") — passed as a query keyword days_back: Lookback window in days (default 30) min_amount: Optional minimum offering amount filter (post-filtered)

Input Schema

TableJSON Schema
NameRequiredDescriptionDefault
stateNo
days_backNo
min_amountNo

TDQS

A4/5.0
Behavior3/5

Does the description disclose side effects, auth requirements, rate limits, or destructive behavior?

Annotations already declare readOnlyHint and openWorldHint. The description adds that results are 'private offerings' but does not elaborate on behavior like pagination, error handling, or rate limits. It does not contradict annotations.

Agents need to know what a tool does to the world before calling it. Descriptions should go beyond structured annotations to explain consequences.

Conciseness5/5

Is the description appropriately sized, front-loaded, and free of redundancy?

Two concise paragraphs: purpose with examples, then args list. Front-loaded with clear action and examples. No wasted words.

Shorter descriptions cost fewer tokens and are easier for agents to parse. Every sentence should earn its place.

Completeness4/5

Given the tool's complexity, does the description cover enough for an agent to succeed on first attempt?

Given the tool's simplicity (3 params, no output schema), the description covers purpose, examples, and parameter details. Missing output format or error behavior, but adequate for a read-only query tool.

Complex tools with many parameters or behaviors need more documentation. Simple tools need less. This dimension scales expectations accordingly.

Parameters4/5

Does the description clarify parameter syntax, constraints, interactions, or defaults beyond what the schema provides?

Schema coverage is 0%, so the description must compensate. It explains each parameter: state as a query keyword, days_back as a lookback window, min_amount as a post-filter. The 'post-filtered' note adds value, though slightly ambiguous. Overall, provides meaning beyond the schema.

Input schemas describe structure but not intent. Descriptions should explain non-obvious parameter relationships and valid value ranges.

Purpose5/5

Does the description clearly state what the tool does and how it differs from similar tools?

The description uses a specific verb ('Retrieve') and clearly identifies the resource ('SEC Form D private offerings'). It provides examples (private rounds, hedge fund launches) and distinguishes it from sibling financial data tools.

Agents choose between tools based on descriptions. A clear purpose with a specific verb and resource helps agents select the right tool.

Usage Guidelines3/5

Does the description explain when to use this tool, when not to, or what alternatives exist?

The description gives context ('VC and private equity intel') which implies usage, but does not explicitly state when to use this tool versus alternatives or when not to use it. No exclusions or sibling comparisons are provided.

Agents often have multiple tools that could apply. Explicit usage guidance like "use X instead of Y when Z" prevents misuse.

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TDQS

A3.9/5.0
Disambiguation5/5

Each tool targets a distinct regulatory filing or financial data type with clear, non-overlapping descriptions. Even similar concepts like 13F holdings vs. delta are well-differentiated.

Naming Consistency4/5

Most tools follow a consistent 'get_<noun>' pattern, with a single exception 'detect_insider_cluster'. Overall naming is predictable and readable.

Tool Count4/5

17 tools is slightly above the ideal 3-15 range but justified by the broad domain of regulatory filings and financial data. Each tool serves a clear purpose.

Completeness4/5

The server covers a comprehensive set of regulatory filings (13F, Form 4, 8K, etc.) and additional financial data (analyst targets, options, short interest). Minor gaps like Form 144 are acceptable given the scope.

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