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regulatory-filings-mcp

get_form_4_insider_trades

Read-only

Retrieve SEC Form 4 insider trades (officers/directors buying or selling their own stock). Replaces a WhaleWisdom Insider feed subscription. Returns transaction date, insider name & role, shares, price, value.

Args: ticker: Optional ticker filter (e.g. "NVDA") days_back: Lookback window in days (default 30) min_value_usd: Optional minimum transaction value filter (post-filtered)

Input Schema

TableJSON Schema
NameRequiredDescriptionDefault
tickerNo
days_backNo
min_value_usdNo

TDQS

A4.5/5.0
Behavior4/5

Does the description disclose side effects, auth requirements, rate limits, or destructive behavior?

Annotations declare readOnlyHint=true and openWorldHint=true. The description adds context by noting it replaces a WhaleWisdom Insider feed subscription, implying a specific data source. No contradictions; additional behavioral details (e.g., data freshness) could be added.

Agents need to know what a tool does to the world before calling it. Descriptions should go beyond structured annotations to explain consequences.

Conciseness5/5

Is the description appropriately sized, front-loaded, and free of redundancy?

The description is concise (3 sentences plus bulleted args), front-loaded with the main purpose, and well-structured. Every sentence adds value without waste.

Shorter descriptions cost fewer tokens and are easier for agents to parse. Every sentence should earn its place.

Completeness4/5

Given the tool's complexity, does the description cover enough for an agent to succeed on first attempt?

For a tool with 3 optional parameters and no output schema, the description provides sufficient context: what it returns, how to filter, and its relation to a subscription service. Minor gaps like sorting order or pagination could be included but are not critical.

Complex tools with many parameters or behaviors need more documentation. Simple tools need less. This dimension scales expectations accordingly.

Parameters5/5

Does the description clarify parameter syntax, constraints, interactions, or defaults beyond what the schema provides?

Schema has no descriptions (0% coverage), but the description explains each parameter: ticker as optional filter with example 'NVDA', days_back as lookback window with default 30, min_value_usd as post-filtered minimum value. This adds essential meaning beyond the schema.

Input schemas describe structure but not intent. Descriptions should explain non-obvious parameter relationships and valid value ranges.

Purpose5/5

Does the description clearly state what the tool does and how it differs from similar tools?

The description explicitly states it retrieves SEC Form 4 insider trades, specifies the data fields returned (transaction date, insider name & role, shares, price, value), and distinguishes from siblings like get_form_13f_holdings by focusing on insider transactions.

Agents choose between tools based on descriptions. A clear purpose with a specific verb and resource helps agents select the right tool.

Usage Guidelines4/5

Does the description explain when to use this tool, when not to, or what alternatives exist?

The description clearly indicates the tool is for insider trading data, listing optional filters (ticker, days_back, min_value_usd). However, it does not explicitly guide when to use this tool over siblings or mention exclusions.

Agents often have multiple tools that could apply. Explicit usage guidance like "use X instead of Y when Z" prevents misuse.

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TDQS

A3.9/5.0
Disambiguation5/5

Each tool targets a distinct regulatory filing or financial data type with clear, non-overlapping descriptions. Even similar concepts like 13F holdings vs. delta are well-differentiated.

Naming Consistency4/5

Most tools follow a consistent 'get_<noun>' pattern, with a single exception 'detect_insider_cluster'. Overall naming is predictable and readable.

Tool Count4/5

17 tools is slightly above the ideal 3-15 range but justified by the broad domain of regulatory filings and financial data. Each tool serves a clear purpose.

Completeness4/5

The server covers a comprehensive set of regulatory filings (13F, Form 4, 8K, etc.) and additional financial data (analyst targets, options, short interest). Minor gaps like Form 144 are acceptable given the scope.

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