Compliance Signal (Sanctions + Enforcement)
compliance_signalCompliance-status snapshot for a company: screens against Treasury OFAC SDN entries and SEC enforcement actions, and returns a 0-100 compliance score, tier, decision_hint (proceed / proceed_with_review / escalate / block_pending_review), and critical flags. Tuned by buyer profile (kyc_onboarding, vendor_diligence, regulated_industry, marketplace_listing). SCOPE: decision-support only — does not replace formal KYC or licensed sanctions screening.
Input Schema
| Name | Required | Description | Default |
|---|---|---|---|
| domain | No | Company domain — used to resolve canonical name. | |
| ticker | No | Stock ticker — used to resolve canonical name + CIK. | |
| company | No | Company name. One of company / domain / ticker required. | |
| buyer_profile | No | kyc_onboarding |