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ol_13f_filer_search

Read-only

Resolve a 13F FILER name to its CIK -- the front door to get_13f_holdings and ol_13f_filer_analytics when you know the manager ('Berkshire Hathaway', 'Baupost') and not its CIK (search_company resolves ISSUERS). Returns {summary, query, filers: [{cik, name, last_filing, page_url}], count}; name-PREFIX matches rank first. THE UNIVERSE IS CURATED -- the filers Oxford Ledge ingests plus featured filers, never a live EDGAR full-text search. filers=[] means the store answered and nothing matched; an unreachable store is REFUSED (DATA_UNAVAILABLE). query 3-80 characters; limit default 5, hard cap 10. Source: SEC EDGAR 13F-HR (public domain; Oxford Ledge derived); FREE. Caveats ride the response's tool_notes.

Input Schema

TableJSON Schema
NameRequiredDescriptionDefault
limitNoMax filers to return (default 5, hard cap 10).
queryYesFiler name or fragment, 3-80 characters (e.g. 'Berkshire', 'Baupost').

Schema Changelog

Changes observed during successful MCP inspections.

  1. First observed

TDQS

A4.8/5.0
Behavior5/5

Does the description disclose side effects, auth requirements, rate limits, or destructive behavior?

Annotations only give readOnlyHint=true, so the description carries real weight and delivers: curated universe rather than live EDGAR full-text, prefix-match ranking, the meaning of an empty filers array (store answered, nothing matched) versus a REFUSED DATA_UNAVAILABLE error on an unreachable store, and that caveats ride in tool_notes.

Agents need to know what a tool does to the world before calling it. Descriptions should go beyond structured annotations to explain consequences.

Conciseness4/5

Is the description appropriately sized, front-loaded, and free of redundancy?

Front-loaded with purpose and routing before the caveats; dense with caps and parentheticals but nearly every clause carries information an agent needs. Slightly cramped punctuation keeps it from a 5.

Shorter descriptions cost fewer tokens and are easier for agents to parse. Every sentence should earn its place.

Completeness5/5

Given the tool's complexity, does the description cover enough for an agent to succeed on first attempt?

No output schema exists, yet the description specifies the return shape ({summary, query, filers:[{cik, name, last_filing, page_url}], count}), the empty-result semantics, the failure mode, and where caveats live — nothing needed to call or interpret it correctly is missing.

Complex tools with many parameters or behaviors need more documentation. Simple tools need less. This dimension scales expectations accordingly.

Parameters4/5

Does the description clarify parameter syntax, constraints, interactions, or defaults beyond what the schema provides?

Schema coverage is 100%, so the baseline is 3, but the description adds semantic value beyond the schema by disclosing that 'name-PREFIX matches rank first' and repeating the 3-80 char and default-5/hard-cap-10 bounds in context.

Input schemas describe structure but not intent. Descriptions should explain non-obvious parameter relationships and valid value ranges.

Purpose5/5

Does the description clearly state what the tool does and how it differs from similar tools?

States a specific verb+resource ('Resolve a 13F FILER name to its CIK') and explicitly distinguishes itself from search_company ('search_company resolves ISSUERS'), so an agent can pick it apart from the closest sibling without opening schemas.

Agents choose between tools based on descriptions. A clear purpose with a specific verb and resource helps agents select the right tool.

Usage Guidelines5/5

Does the description explain when to use this tool, when not to, or what alternatives exist?

Explicitly frames itself as 'the front door to get_13f_holdings and ol_13f_filer_analytics when you know the manager and not its CIK', naming the downstream tools and the exact condition that selects it, plus the contrast with search_company.

Agents often have multiple tools that could apply. Explicit usage guidance like "use X instead of Y when Z" prevents misuse.

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