Compliance deadlines
compliance_deadlinesConfirmed regulatory and CE deadlines for advisers and their firms between two dates (default: today to a year out), each with the rule that sets the date, its official source and the date checked. Filter with applies_to: ria (investment adviser firms), iar (investment adviser representatives), rep (FINRA registered representatives), 13f (13F filers), private_funds (private fund advisers). Deadlines not yet confirmed are withheld and counted.
Input Schema
| Name | Required | Description | Default |
|---|---|---|---|
| to | No | YYYY-MM-DD, default one year after from | |
| from | No | YYYY-MM-DD, default today (Eastern) | |
| applies_to | No | Audiences; any match |