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AlphaCreek SEC Filings MCP

list_filings

Read-only

List available filings for a ticker (newest first) with artifact_document_id and dates. Use filing_registry=fca_nsm for UK FCA NSM reports. Use this first when you need a specific reporting period. Each row includes Filing metadata object. Includes document_type (Canonical document type. SEC: 10-K, 10-Q, 20-F, 6-K, 8-K. FCA: annual, half-year, press.) and, for FCA press rows, announcement_type (FCA press subtype when document_type is press; null for annual and half-year. Values: 1st Quarter Results, 2nd Quarter Results, 3rd Quarter Results, 4th Quarter Results, Final Results, Preliminary Results, Share Buyback, Trading Update.).

Input Schema

TableJSON Schema
NameRequiredDescriptionDefault
limitNo
tickerNo
companyNo
document_typeNoOptional document type filter (canonical values only). See Field reference for allowed values per registry.
filing_registryNoFiling source registry. sec_edgar — US SEC EDGAR filings. fca_nsm — UK FCA National Storage Mechanism. Omit to search both registries.sec_edgar

TDQS

A4.1/5.0
Behavior4/5

Does the description disclose side effects, auth requirements, rate limits, or destructive behavior?

Annotations declare readOnlyHint=true and destructiveHint=false, so the description only needs to add behavioral details. It adds ordering ('newest first'), output fields (artifact_document_id, dates, Filing metadata object), and explains document_type and announcement_type semantics. No contradictions with annotations.

Agents need to know what a tool does to the world before calling it. Descriptions should go beyond structured annotations to explain consequences.

Conciseness4/5

Is the description appropriately sized, front-loaded, and free of redundancy?

The description is front-loaded with the main action, followed by usage guidance, then output details. It is somewhat lengthy due to enumerating announcement_type values, but all information is relevant. No filler.

Shorter descriptions cost fewer tokens and are easier for agents to parse. Every sentence should earn its place.

Completeness4/5

Given the tool's complexity, does the description cover enough for an agent to succeed on first attempt?

No output schema exists, so the description carries the burden of explaining return values. It does so by describing row contents (artifact_document_id, dates, Filing metadata, document_type, announcement_type). It also provides context for registry selection. However, it omits details on limit behavior and how ticker vs company interact, leaving small gaps.

Complex tools with many parameters or behaviors need more documentation. Simple tools need less. This dimension scales expectations accordingly.

Parameters3/5

Does the description clarify parameter syntax, constraints, interactions, or defaults beyond what the schema provides?

Schema description coverage is only 40% (document_type and filing_registry have descriptions; limit, ticker, company lack schema descriptions). The description clarifies filing_registry usage and expands on document_type and announcement_type values, but does not explain limit, ticker, or company parameter semantics, leaving partial compensation for the low coverage.

Input schemas describe structure but not intent. Descriptions should explain non-obvious parameter relationships and valid value ranges.

Purpose5/5

Does the description clearly state what the tool does and how it differs from similar tools?

The description begins with 'List available filings for a ticker (newest first) with artifact_document_id and dates', clearly specifying the verb (List), resource (filings), and scope (ticker, ordering). It distinguishes from sibling tools like get_latest_filing and get_filing_toc by focusing on listing all filings, not a specific one.

Agents choose between tools based on descriptions. A clear purpose with a specific verb and resource helps agents select the right tool.

Usage Guidelines4/5

Does the description explain when to use this tool, when not to, or what alternatives exist?

It provides explicit usage guidance: 'Use filing_registry=fca_nsm for UK FCA NSM reports' and 'Use this first when you need a specific reporting period.' This indicates when to use it, though it does not explicitly state when not to use it or name alternatives.

Agents often have multiple tools that could apply. Explicit usage guidance like "use X instead of Y when Z" prevents misuse.

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TDQS

A4.4/5.0
Disambiguation4/5

Each tool maps to a distinct step in the filing workflow—listing, latest metadata, TOC, node content, and event search—but get_latest_filing and list_filings both return filing metadata with similar fields, and get_filing_toc can also resolve the latest filing. The descriptions clarify the differences well, yet an agent could still hesitate between these overlapping entry points.

Naming Consistency5/5

All tool names follow a clear verb_noun pattern: get_filing_toc, get_latest_filing, list_filings, read_node_content, search_sec_event_filings. There is no mixed casing or vague verb usage, and each object noun is specific to its role.

Tool Count5/5

Five tools is a well-scoped count for a filing retrieval and search server. The set covers discovery, metadata access, TOC navigation, content reading, and targeted event search without redundant tools or obvious bloat.

Completeness4/5

The core lifecycle is covered: discover filings, get filing metadata, navigate the TOC, and read cited node content. Minor gaps exist, such as no full-text search over 10-K/10-Q filings and no direct metadata lookup by an arbitrary document_id, but these can be worked around using list_filings and read_node_content.

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